Live 262 sources monitored São Paulo Washington London Frankfurt Dubai Hong Kong Sydney 7 regions
✦ RegulusGlobal regulatory broadcast network

Regulatory news and audio briefings from financial regulators worldwide — financial crime, AML, sanctions, fraud, digital assets and compliance

Regulatory heat map

Where it's moving right now · select a region to filter
Showing 24 hours 7 days 28 days 90 days 180 days Last year Everything
Global
752 all regions
North America
403 US Close
Latin America
2 US Close
United Kingdom
106 Europe Close
Europe
87 Europe Close
Middle East & Africa
9 Asia Close
Asia-Pacific
32 Asia Close
Category
All Financial Crime 167 Governance & Accountability 153 Markets & Infrastructure 130 Prudential & Capital 78 AI, Technology & Data 78 Conduct & Consumer 74 Digital Assets 57 Sustainability 15
Within
Fraud & scams 87 AML & counter-terrorist financing 32 Sanctions 27 Enforcement & control failures 14 Bribery & corruption 5 Market abuse 1
Country
United States 422 United Kingdom 107 European Union 72 Global 57 Hong Kong 29 Malaysia 11 Luxembourg 8 United Arab Emirates 7 Germany 7 Singapore 4 France 4 Austria 4 Netherlands 3 Norway 2 Japan 2 Ghana 2 Switzerland 1 Sweden 1 Russia 1 Philippines 1 New Zealand 1 India 1 Finland 1 Euro area 1 Colombia 1 Bolivia 1 ASEAN 1
Regulator
DOJ Criminal Division 99 Federal Register — SEC 56 American Bankers Association — newsroom 47 CISA Advisories 37 BIS Press Releases 36 FCA 29 European Central Bank 26 HM Revenue & Customs 20 SEC Press Releases 16 Bank of England 15 Washington State DFI 14 Regulus Weekend Edition 14 US Federal Trade Commission — press releases 14 Financial Stability Board 14 FCA Publications 12 SFC Hong Kong 11 OCC Bulletins 11 FINRA 10 Federal Register — Treasury 10 CFTC — Commodity Futures Trading Commission 10 Federal Register — State Department 9 Securities and Exchange Commission 8 ISDA 8 Federal Reserve 8 ECB Banking Supervision 8 CSSF Luxembourg 8 SEC Speeches and Statements 7 HKMA — Hong Kong Monetary Authority 7 European Commission Digital Strategy 7 Deutsche Bundesbank — speeches 7 ADGM Abu Dhabi — announcements 7 Federal Register — NCUA 6 Federal Register — CFTC 6 ESMA 6 Bank of England Publications 6 Bank Negara Malaysia 6 Single Resolution Board 5 International Criminal Court 5 UK Competition and Markets Authority 5 NIST 4 IC3 — FBI Internet Crime Complaint Center 4 FMA Austria 4 Federal Register — Federal Reserve 4 Deutsche Bundesbank 4 Brdr.Hkma 4 Bank Policy Institute 4 Amlcft.Bnm 4 AFM Netherlands 4 FCDO — sanctions announcements 3 HM Treasury 3 Financial Services and the Treasury Bureau 3 Federal Reserve Speeches 3 UK DSIT 3 CFTC Enforcement 3 ASEANAPOL 3 AMF France 3 Alliance for Financial Inclusion 3 US Treasury — press releases 2 UN — press releases 2 Department for Business and Trade — export control 2 NIST — cybersecurity and identity updates 2 National Crime Agency UK 2 Hong Kong Exchanges and Clearing Limited 2 HM Treasury Consultations 2 Federal Register — FDIC 2 Federal Register — CFPB 2 Press Releases | FDIC.gov 2 European Data Protection Board 2 CFPB 2 Bank of Ghana 2 ACPR 2 UN News — global perspective 1 UK Finance — news 1 Texas State Securities Board 1 Singapore Police Force 1 Sveriges Riksbank 1 Osaka Exchange 1 OFSI 1 NCSC UK 1 MAS — Monetary Authority of Singapore 1 Euronext 1 International Association for Trusted Blockchain Applications 1 European Commission — Migration and Home Affairs 1 Govinfo 1 GFMA — Global Financial Markets Association 1 Finanstilsynet Norway 1 Federal Register — OCC 1 Federal Register — FinCEN 1 Federal Register — Industry and Security Bureau 1 Eurex 1 European Payments Council 1 EDB Singapore — Economic Development Board 1 CSSF / Banque centrale du Luxembourg 1 Cyber Security Agency of Singapore 1 Croatian Financial Services Supervisory Agency (HANFA) 1 Companies House 1 Commerce Commission New Zealand 1 Bank for International Settlements 1 Banco de España 1 Bank of Russia 1 Banco de la República 1 Banco Central de Bolivia (BCB) 1
Showing
category: fincrime × since: all × Clear all

Filtered

Cards Wire 151–167 of 167
0:15
IC3 IC3 — FBI Internet Crime Complaint Center Source document ↗
United States IC3 — FBI Internet Crime Complaint Center Financial Crime ✓ 20 claims 15 Oct 2026

FBI warns of election fraud schemes targeting donors ahead of 2026 US midterms

The FBI's Internet Crime Complaint Center has updated its 2024 election-fraud advisory for the 2026 midterms, cataloguing how scammers solicit donations, sell undelivered merchandise and harvest personal data. It details four scheme types and the growing role of AI-generated voices, images and messages. A short, practical read for financial-crime and fraud-prevention teams tracking consumer-facing threat patterns.

  • IC3 updated its 2024 election-fraud alert (I-102924-PSA) to cover the 2026 US midterms, warning of financial fraud and PII theft.
  • Four schemes are named: campaign investment pools, fake PACs/ScamPACs, online merchandise non-delivery, and fraudulent voter-registration pages.
  • The FBI warns AI tools now generate realistic voices, images and messages impersonating candidates, campaigns and trusted contacts, raising detection difficulty.
Source document
play
DOJ DOJ Criminal Division Source document ↗
United States DOJ Criminal Division Financial Crime ✓ 18 claims 15 Oct 2026

DOJ charges 16 over alleged illegal voting and citizenship fraud across 11 districts

The Justice Department announced election-crime charges against 16 individuals in cases spread across the country, from voting by aliens to false citizenship claims and double voting. For compliance and government-affairs readers, it is the latest in a run of DOJ election-integrity enforcement, naming defendants, districts and alleged conduct. This item sets out who was charged, where, and on what basis.

  • Sixteen individuals charged across districts including New Mexico, Eastern Pennsylvania, Alabama, Missouri, Ohio, Idaho, New Jersey, Hawaii and Kentucky.
  • Allegations span voting as a non-citizen, casting a deceased spouse's absentee ballot, voting twice in the 2024 election and false citizenship claims.
  • Cuban national Andre's Garcia allegedly voted in at least 15 elections over 20 years, including at least 13 federal elections.
Source document
0:15
HMRC HM Revenue & Customs Source document ↗
United Kingdom HM Revenue & Customs Financial Crime ✓ 17 claims 15 Oct 2026

HMRC to reject agent account applications without approved anti-money laundering supervision

HMRC's guidance on the agent services account now carries two binding changes for tax advisers: a legal requirement to register before interacting with HMRC on clients' behalf, and a rule that applications will be rejected where anti-money laundering supervision has been applied for but not yet approved. This matters to any firm dealing with HMRC on behalf of paying clients.

  • From 18 May 2026, tax advisers who interact with HMRC on behalf of clients face a legal requirement to register for an agent services account.
  • From 1 October 2026, HMRC will reject ASA applications where AML supervision has been applied for but not yet approved; approved supervision must be in place first.
  • Applicants must supply their AML supervisory body name and proof of supervision, and applications are measured against the HMRC Standard for Agents.
Source document
play
FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 12 claims 15 Oct 2026

FCA and NCA arrest three in insider dealing and money laundering operation

The FCA and National Crime Agency arrested three people on 13 October in a coordinated operation against a suspected organised crime group accused of insider dealing and money laundering. More than 100 staff searched five homes and seized over 30 devices. This segment covers what the regulator has confirmed so far and how it fits the FCA's stated push against market abuse by organised crime.

  • Three arrests on 13 October followed a joint FCA-NCA operation; over 100 staff searched five homes in London and Manchester.
  • Investigators seized more than 30 mobile phones, laptops and tablets; all three suspects are being interviewed at police stations.
  • In 2025/26 the FCA secured four insider dealing convictions, including two record sentences totalling 11 years, and fined 12 people £1.77m.
Source document
play
OCC OCC Bulletins Source document ↗
United States OCC Bulletins Financial Crime ✓ 12 claims 15 Oct 2026

US regulators clarify how banks may use mobile driver's licences under CIP Rule

The OCC, FinCEN, Federal Reserve, FDIC and NCUA have jointly issued FAQs on treating verifiable digital credentials, including state-issued mobile driver's licences, under the Customer Identification Program Rule. This segment covers what the guidance addresses, who it binds, and why onboarding and BSA teams should read the underlying document before relying on digital ID at account opening.

  • Interagency FAQs issued September 8, 2026 by the OCC, FinCEN, Federal Reserve, FDIC and NCUA on verifiable digital credentials under the CIP Rule.
  • Guidance covers the definition of a VDC, application of the CIP Rule at 31 CFR 1020.220, and amended terminology in previously issued FAQs.
  • Applies to all national banks, federal savings associations and federal branches and agencies, including community banks with up to $30 billion in assets.
Source document
play
SEC SEC Press Releases Source document ↗
United States SEC Press Releases Financial Crime ✓ 17 claims 15 Oct 2026

SEC charges New Jersey founder over alleged $16 million affinity Ponzi scheme

The SEC has filed fraud charges against Ernest Ossei Boateng and two New Jersey entities he controls over an alleged six-year Ponzi scheme that targeted an affinity community. The case covers classic hallmarks: guaranteed-return pitches, fake 'investment insurance', misappropriation and Ponzi-like payments. Worth a few minutes for anyone tracking affinity fraud enforcement and adviser antifraud exposure.

  • SEC alleges Boateng and two New Jersey companies raised about $16 million from over 200 inexperienced investors between January 2020 and March 2026.
  • Complaint alleges $5.8 million misappropriated for personal use, $6.6 million in Ponzi-like payments, and over $750,000 in day-trading losses.
  • Charges include antifraud violations of the Securities Act, Exchange Act and Advisers Act; SEC seeks injunctions, disgorgement and civil penalties.
Source document
play
DOJ DOJ Criminal Division Source document ↗
United States DOJ Criminal Division Financial Crime ✓ 20 claims 15 Oct 2026

DOJ reopens Western Union remission to new fraud victims, sets Dec. 31 filing deadline

The Justice Department has reopened the compensation process tied to Western Union's 2017 deferred prosecution agreement, inviting fraud victims who never filed to petition for recovery before the year-end deadline. This segment covers who qualifies, the amounts distributed so far, and the warning on impersonation scams accompanying the payouts.

  • DOJ previously distributed over $436.9 million to more than 180,000 Western Union fraud victims and has now reopened petitions.
  • Phase three adds $3.4 million in remission to 1,294 victims and opens a Victim Portal; the filing deadline is Dec. 31.
  • Eligibility covers fraud-induced transfers sent through Western Union between Jan. 1, 2004 and March 9, 2020.
Source document
0:15
DOJ DOJ Criminal Division Source document ↗
United States DOJ Criminal Division Financial Crime ✓ 19 claims 15 Oct 2026

Florida lab VP convicted of billing Medicare over $15m in COVID-19 testing fraud

A federal jury has convicted the vice president of a Florida testing laboratory over a pandemic-era scheme that attached unnecessary blood tests to COVID-19 testing events at residence country clubs. The case shows how DOJ's new Fraud Division and the Health Care Fraud Strike Force are pursuing providers who exploited pandemic testing demand, and sets out the billing figures and charges the jury returned.

  • Jury convicted Joseph Rodriguez of conspiracy to commit health care fraud and six substantive counts of health care fraud.
  • Testing events at nine clubs over about four months involved almost 2,000 patients; Medicare billed over $15 million and paid over $500,000.
  • Rodriguez faces a maximum of 10 years per count, with sentencing scheduled for a later date in January 2027.
Source document
0:15
DOJ DOJ Criminal Division Source document ↗
United States DOJ Criminal Division Financial Crime ✓ 21 claims 15 Oct 2026

Minnesota woman convicted in $3.6M Medicaid housing services fraud

A federal jury has convicted a Minnesota provider of billing a now-defunct Medicaid housing program for services never delivered, including hours supposedly worked by staff in other countries. The case is the DOJ Fraud Division's first announced Minnesota conviction and illustrates the data-analysis techniques prosecutors now bring to health care fraud trials.

  • Jury convicted Sharmaine Meadows on three counts of health care fraud; she faces up to 10 years per count at a later sentencing.
  • The HSS Program paid her company over $3.6 million between 2020 and 2025 into accounts she exclusively controlled.
  • Evidence included billing for staff in Illinois and the Philippines, hospitalised beneficiaries, and days exceeding 20 billed hours.
Source document
play
SEC SEC Press Releases Source document ↗
United States SEC Press Releases Financial Crime ✓ 16 claims 15 Oct 2026

SEC charges Florida adviser over $860,000 fraud targeting police and firefighters

The SEC has charged a Port St. Lucie man and his firm with defrauding at least 18 investors, many of them current or retired South Florida law enforcement officers, through two funds he controlled. The defendants agreed to a bifurcated settlement. This segment covers what Williams was alleged to have claimed, how he allegedly won trust, and what penalties the court has yet to determine.

  • Williams and CMI Capital allegedly raised approximately $860,000 from at least 18 investors, many current or retired South Florida law enforcement officers.
  • Williams allegedly misappropriated about $384,000 for personal expenses and has since repaid more than $375,000 to certain investors.
  • Defendants consented to injunctions without admitting allegations; disgorgement, prejudgment interest, penalties and an associational bar remain for the court.
Source document
play
SEC SEC Press Releases Source document ↗
United States SEC Press Releases Financial Crime ✓ 20 claims 15 Oct 2026

SEC charges four entities in $15 million WhatsApp investment-confidence fraud schemes

The SEC has charged four entities, likely run by individuals overseas, over two investment-confidence frauds that used WhatsApp, Facebook and websites to defraud hundreds of retail investors. Both schemes claimed SEC regulation and posted falsified Form D filings. For compliance and financial-crime teams, the filings map a recurring playbook: relationship-building online, fake AI trading, and advance-fee withdrawal blocks.

  • The SEC filed two separate complaints in the Southern District of New York on September 29, 2026 against four entities.
  • Cryptoaiml entities allegedly misappropriated more than $12.5 million and TSAI entities more than $2.8 million from investors.
  • Both schemes falsely claimed to be regulated by the SEC and posted falsified Form D filings, since removed from the Commission website.
  • Cryptoaiml used WhatsApp group chats and fake AI trading signals from at least August 2024 through March 2025; TSAI operated from September 2024 to March 2025.
  • Investors who tried to withdraw funds were allegedly told accounts were frozen until they paid fraudulent advance fees.
Source document
play
SEC SEC Press Releases Source document ↗
United States SEC Press Releases Financial Crime ✓ 19 claims 15 Oct 2026

SEC charges two over $8.7 million fraud scheme that targeted military veterans

The SEC has charged two individuals with running an affinity fraud that drew more than $8.7 million from 35 investors, exploiting ties among veterans and their medical providers. The segment covers the alleged misrepresentations, the diversion of pre-IPO investor money into loss-making options trades, and the parallel criminal case brought by SDNY prosecutors.

  • SEC alleges Dinelli and Frankel raised more than $8.7 million from 35 investors through Beyond Alpha Ventures and Beyond Equity.
  • Defendants allegedly touted returns of up to 153% despite consistent fund losses; Dinelli allegedly misappropriated over $1 million and Frankel over $340,000.
  • SDNY prosecutors announced parallel criminal charges over the same conduct this week.
Source document
0:15
CSSF CSSF Luxembourg Source document ↗
CSSF Luxembourg Financial Crime ✓ 16 claims 14 Oct 2026

CSSF warns of fraud scheme misusing former name of investment firm CORIENT S.A.

The CSSF has issued a short warning flagging a fraudulent website impersonating a legitimate Luxembourg investment firm by reviving its former name. The item matters for compliance teams tracking impersonation risk and for anyone handling client queries about entities purporting to operate from a Kirchberg address. It is brief and investor-protection focused.

  • CSSF flags fraudulent website www.arche-associes-lu.com reusing the former name "Arche Associés S.A." of investment firm CORIENT S.A.
  • The scheme claims a registered office at 37 b A, Avenue JF Kennedy, L-1855 Luxembourg, and is classified as identity theft and illicit activities.
  • CORIENT S.A., an authorised investment firm, is stated to have no connection to the fraudulent website.
Source document
0:15
DOJ DOJ Criminal Division Source document ↗
United States DOJ Criminal Division Financial Crime ✓ 20 claims 13 Oct 2026

DOJ, NCA and tech firms remove 3.7 million scam accounts in West Africa disruption week

The Justice Department reported the results of a week-long international operation targeting scam centres in West Africa. For compliance leads at payments firms, exchanges and platforms, the notable feature is the roster of private-sector participants that voluntarily acted on their own networks, and the explicit call for more proactive industry disruption. This segment covers who took part, what was seized, and the obligations the model implies.

  • Industry partners reported removing more than 3.7 million accounts, Pages and Groups and sharing leads on over 30 suspected scam centres.
  • Authorities made 28 arrests — 19 in Ghana's Sasaabi suburb and nine in Nigeria — and identified at least $11 million in potentially freezable funds.
  • Ghana operation identified 117 trafficking victims pending repatriation to Nigeria and 89 scam victims with approximately $8.3 million in losses.
Source document
0:15
FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 18 claims 13 Oct 2026

Two from Nexus advice firms plead guilty to fraud after clients lose £2m

A short item on an FCA criminal prosecution reaching guilty pleas. Two senior figures at two authorised advice firms have admitted defrauding four clients of £2m over four years, using false documents. The segment covers what was admitted, the firms' permissions, the FCA's intervention timeline and the confiscation action now coming.

  • Nelson and Stephens pleaded guilty on 12 October 2026 to defrauding four clients of £2m between January 2019 and January 2023 using false documents.
  • Nelson, the firms' director, also admitted a money laundering offence under the Proceeds of Crime Act; the FCA will seek confiscation.
  • The FCA restricted both Nexus firms from regulated activity on 25 January 2023; the High Court placed them into administration on 26 January 2023.
Source document
0:15
FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 14 claims 12 Oct 2026

FCA wins confiscation orders against two men convicted over £1.5m crypto fraud

The FCA has secured Proceeds of Crime Act confiscation orders against two men already jailed for a cold-calling cryptoasset investment scam. This item covers what each must repay, the enforcement timeline, and the mechanism by which victims recover losses — a reminder of how long the asset-recovery tail runs after conviction.

  • Southwark Crown Court ordered Bedi to pay £603,404.28 and Mavanga £247,997.99 on 28 September 2026.
  • At least 65 investors lost £1,541,799 in a scheme run via CCX Capital and Astaria Group LLP between February 2017 and June 2019.
  • Non-payment within three months exposes Bedi to up to five further years' imprisonment and Mavanga up to two.
Source document
0:15
SFC SFC Hong Kong Source document ↗
SFC Hong Kong Financial Crime ✓ 18 claims 11 Oct 2026

SFC fines Zheng Da $7 million over client-supplied trading systems and AML control gaps

The SFC fined a Hong Kong futures broker and suspended its responsible officer over anti-money-laundering failures tied to client-supplied trading systems connected via API. Worth a few minutes to see how CSS-through-API arrangements and the Manager-In-Charge regime are being enforced, and why carrying on despite peer enforcement aggravated the outcome.

  • Zheng Da reprimanded and fined $7 million for AML/CFT and other failures between 1 December 2021 and 30 September 2023.
  • Responsible officer Zhong Hao suspended for seven months, from 28 September 2026 to 27 April 2027.
  • SFC found no due diligence or testing on customer-supplied systems used by 160 clients, and 176 undetected same-second matched buy/sell orders.
Source document