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✦ RegulusGlobal regulatory broadcast network

Who it's for

Built for the people who carry the risk.

Nine sectors read Regulus, for different reasons. Every briefing comes from the regulator's own document and every claim in it is checked against that document before publication, which is what makes it safe to forward.

Regulators

Watching peer authorities: what other jurisdictions published this morning, before it arrives second-hand.

Departments

  • Policy and Rulemaking
  • Supervision and Examinations
  • Enforcement
  • AML/CFT Supervision
  • International Affairs
  • Market Conduct

Job titles

  • Policy Adviser
  • Supervisory Examiner
  • Enforcement Counsel
  • Head of International Cooperation
  • AML Supervision Lead
  • Market Conduct Analyst

Exchanges

Listing and surveillance obligations that move when a regulator changes a rule, often with days to respond.

Departments

  • Market Surveillance
  • Listing and Issuer Regulation
  • Compliance
  • Clearing Risk
  • Legal and Regulatory
  • Market Operations

Job titles

  • Head of Market Surveillance
  • Listings Compliance Manager
  • Chief Compliance Officer
  • Clearing Risk Manager
  • Regulatory Counsel
  • Surveillance Analyst

Associations

Consultation deadlines and member briefings, where being first with an accurate summary is the service.

Departments

  • Policy and Advocacy
  • Standards
  • Government Affairs
  • Research
  • Member Services
  • Events and Training

Job titles

  • Head of Policy
  • Regulatory Affairs Director
  • Standards Lead
  • Government Affairs Manager
  • Senior Policy Analyst
  • Member Communications Lead

Banks

Sanctions designations, enforcement actions and supervisory expectations that reach a board pack the same week.

Departments

  • Financial Crime Compliance
  • Sanctions
  • Regulatory Affairs
  • Transaction Monitoring
  • Correspondent Banking
  • Internal Audit

Job titles

  • Money Laundering Reporting Officer
  • Head of Financial Crime
  • Sanctions Officer
  • Regulatory Change Manager
  • Transaction Monitoring Lead
  • Head of Compliance Assurance

Asset Managers

Cross-border distribution rules and investor onboarding standards, tracked across every market a fund is sold in.

Departments

  • Compliance
  • Legal
  • Operational Due Diligence
  • Risk
  • Product and Distribution
  • Client Onboarding

Job titles

  • Chief Compliance Officer
  • Head of Regulatory Change
  • AML Officer
  • Investor Onboarding Lead
  • Product Governance Manager
  • Operational Risk Manager

Lawyers

Primary documents with the date and the citation intact, which is the form an advice note can actually rest on.

Departments

  • Financial Regulation
  • White Collar and Investigations
  • Sanctions and Export Controls
  • Funds
  • Litigation
  • Knowledge Management

Job titles

  • Financial Regulation Partner
  • Investigations Counsel
  • Sanctions Associate
  • Funds Partner
  • Professional Support Lawyer
  • Knowledge Manager

Consultants

Pipeline intelligence: an enforcement action in one market is a remediation conversation in five others.

Departments

  • Financial Crime Advisory
  • Regulatory Change
  • Risk and Controls
  • Forensic
  • Technology Implementation
  • Managed Services

Job titles

  • Financial Crime Partner
  • Regulatory Change Lead
  • Forensic Director
  • Risk and Controls Manager
  • Remediation Programme Lead
  • Managed Services Director

Corporates

Trade sanctions, reporting obligations and treasury controls, in jurisdictions where there is no local counsel.

Departments

  • Group Compliance
  • Treasury
  • Trade Compliance
  • Internal Audit
  • Legal
  • Regulatory Reporting

Job titles

  • Group Head of Compliance
  • Trade Sanctions Manager
  • Treasury Risk Manager
  • Internal Audit Director
  • General Counsel
  • Regulatory Reporting Lead

Technology

Where the rules are going, which is the roadmap: a supervisory expectation today is a feature request next quarter.

Departments

  • Product
  • Compliance and Risk
  • Regulatory Affairs
  • Solutions Engineering
  • Partnerships
  • Go-to-Market

Job titles

  • Head of Product
  • RegTech Product Manager
  • Head of Regulatory Affairs
  • Solutions Engineer
  • Partnerships Lead
  • Competitive Intelligence Analyst
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