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Cards Wire 14 segments
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UK UK Finance — news Source document ↗
United Kingdom UK Finance — news Financial Crime ✓ 20 claims 1 hr ago

UK Finance calls for sanctions-specific intelligence sharing platform on Iran networks

UK Finance, the banking trade body, argues that individual firms cannot see the full picture of Iranian sanctions evasion networks and makes the case for a government-backed, sanctions-specific information sharing platform. It points to existing legal gateways under the Economic Crime and Corporate Transparency Act 2023 and the fraud-sector CIFAS model as foundations. This is advocacy, not a rule, but it signals where industry wants policy to move.

  • UK Finance proposes a cross-sector, sanctions-specific information sharing database for regulated firms to pool intelligence on suspected Iranian evasion networks.
  • It argues ECCTA 2023's warning condition and indirect-sharing gateway, which disapply civil liability and confidentiality obligations, could be leveraged for sanctions, supported by the Data (Use and Access) Act 2025.
  • FinCEN reported approximately USD 9 billion related to illicit Iranian networks identified in 2024, with the UK financial system described as particularly vulnerable.
  • The body cites US designations of UK-incorporated Zedcex and Zedxion for processing billions of dollars in stablecoins for the Islamic Revolutionary Guard Corps.
  • UK Finance says there is no sanctions equivalent of CIFAS's recognition as a Specified Anti-Fraud Organisation under the Serious Crime Act 2007, and government backing would be essential.
Source document
3:31
FCDO FCDO — sanctions announcements Source document ↗
United Kingdom FCDO — sanctions announcements Financial Crime ✓ 27 claims 27 Oct 2026

Ofqual fines Innovate Awarding £185,000 over qualification fraud failings

Ofqual has penalised awarding organisation Innovate Awarding over its handling of a single centre delivering a Level 3 business administration diploma. The case turns on how long weak controls and a slow investigation left doubtful certificates in place, and sets out what a settlement with the exam regulator now costs. It matters to anyone responsible for fraud oversight across a network of delivery partners.

  • Ofqual fined Innovate Awarding £185,000 and ordered a £15,000 contribution to investigation and enforcement costs.
  • Of 858 learners awarded the Level 3 diploma between January 2021 and December 2024, 851 were registered through the centre in question, and 847 of those certificates have been revoked.
  • Innovate flagged concerns in January 2024 after 130 learners were registered and certificated within 24 hours, but only widened its investigation after Ofqual engaged.
  • Certificate withdrawals were completed in August 2026, more than two years after concerns first emerged.
  • Innovate admitted breaching rules A5.1 (via A5.2), A6.1, A6.2, A8.1, A8.2, A8.3, B4, C1, C2, G8.1(b), H2 and H5.3(b), and agreed to 12 months of monitoring.
Source document
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FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 17 claims 26 Oct 2026

FCA says defence SMEs face banking friction and delay, not exclusion

The FCA has published findings on whether small defence-sector businesses can access everyday banking services. The piece matters to compliance teams at banks and other firms serving this sector because it sets out the regulator's read on where risk-based onboarding is falling short, without creating new rules.

  • The FCA engaged with firms and found they can and do serve defence SMEs, with some investing in specialist teams and governance processes.
  • The regulator identified friction and delay, including long onboarding processes and repeated requests for information, rather than widespread exclusion.
  • The FCA states there is no regulatory barrier preventing firms from supporting lawful defence businesses, and firms retain their own commercial risk appetite.
  • Many firms told the FCA they lack a clear picture of their defence customers or the outcomes those customers experience through the firm's processes.
  • The work introduces no new rules or requirements but reinforces that firms should take risk-based, proportionate decisions on individual customers, including SMEs.
Source document
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NCSC NCSC UK Source document ↗
United Kingdom NCSC UK Financial Crime ✓ 12 claims 26 Oct 2026

NCSC issues alert after ASOS customer data accessed in cyber incident

The NCSC has published an alert on a cyber incident affecting ASOS, after customers received an unauthorised push notification. The retailer says personal data was accessed but believes payment and password data were not. This briefing covers what ASOS has disclosed, who the NCSC says is affected, and the recommended steps for individuals.

  • ASOS customers received an unauthorised push notification from the company on Tuesday 6 October.
  • ASOS has said names and contact details of customers have been accessed in the incident.
  • ASOS has said it does not believe payment card information or account passwords were affected.
  • The NCSC advises all ASOS customers to assume they are affected, even if they did not receive the notification.
  • The NCSC lists six recommended actions: confirm you're affected, watch for scams, update vulnerable passwords, review account activity, recover compromised accounts, and check for wider exposure.
Source document
0:15
FCA FCA Publications Source document ↗
United Kingdom FCA Publications Financial Crime ✓ 16 claims 23 Oct 2026

FCA consults on Financial Crime Guide updates covering AI, crypto and sanctions

The FCA has opened CP26/38, a consultation on updates to its Financial Crime Guide intended to keep firms' systems and controls aligned with emerging risks. It spans seven areas, from fraud and sanctions to the incoming cryptoasset regime. Anyone supervised for financial crime under the MLRs should read the proposals and respond before the December deadline.

  • The consultation opened 23 October 2026 and closes for responses on 24 December 2026.
  • Proposed changes span seven areas including fraud, sanctions, proliferation financing, data security and money laundering.
  • Crypto-related updates are intended to reflect the new cryptoasset regime arriving from October 2027.
  • The FCA will publish feedback and the final Financial Crime Guide text in a Policy Statement.
  • The FCA is exploring publishing standalone guidance without prior consultation where it is not required, to be consolidated into the Guide later.
Source document
0:15
FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 16 claims 23 Oct 2026

FCA restricts six Annex 1 lenders over money laundering control concerns

The FCA has placed restrictions on six unregulated lenders registered as Annex 1 firms after raising concerns about their anti-money laundering controls during application assessments. The action sits within a wider review of roughly 900 registered firms. This segment covers who is affected, what the restrictions require, and the due diligence reminder the FCA directed at regulated firms dealing with the sector.

  • The FCA imposed voluntary restrictions on six Annex 1 firms after concerns about their AML controls surfaced during application assessments.
  • Restrictions limit new customers and new business, constrain payments from existing customers, and require independent AML reviews or, for Kingscrown Finance Ltd, an orderly wind-down of its loan book.
  • The FCA is assessing responses to an information request sent to around 900 registered Annex 1 firms to identify and disrupt financial crime risks.
  • The FCA reminded regulated firms that an Annex 1 firm's registration does not replace their own due diligence, including confirming registration status and conducting independent checks.
Source document
0:15
UK National Crime Agency UK Source document ↗
United Kingdom National Crime Agency UK Financial Crime ✓ 16 claims 22 Oct 2026

'Lord of Fraud' Hugh Rodley admits child sexual abuse offences after NCA inquiry

The National Crime Agency reports that Hugh James Rodley, previously jailed over two large-scale frauds, has admitted making and possessing indecent images of children. The case sits outside conventional financial-crime reporting, but it concerns a figure whose fraud convictions are well known to the sector and illustrates how NCA arrests on one matter can surface entirely separate offending.

  • Rodley admitted six counts of making indecent images or videos of children and one count of possession at Cheltenham Magistrates' Court on 22 October.
  • A laptop seized after his 4 December arrest held 198 indecent images, 19 at category A, 12 at category B and 167 at category C, with at least 806 related searches.
  • After a second arrest on 27 January, officers found an iPhone containing 295 indecent images used almost immediately after he was bailed.
  • Rodley was previously jailed for eight years in 2009 over an attempt to steal £229m from a Japanese bank and for seven years in 2012 for defrauding more than 700 pensioners of £6m.
  • He returns to Cheltenham for sentencing on 22 November.
Source document
0:15
OFSI OFSI Source document ↗
United Kingdom OFSI Financial Crime ✓ 15 claims 20 Oct 2026

OFSI amends permitted travel expenses guidance within its sanctions licensing suite

OFSI's supplementary financial sanctions licensing guidance collects five HTML documents covering licensing principles, two delegation frameworks and permitted payments for staff and travel. The page was last updated on 10 September 2026 when the travel expenses guidance was amended. This is a reference point for anyone preparing licence applications for designated persons, and the update history shows where OFSI's thinking has shifted.

  • OFSI last updated the page on 10 September 2026, amending the permitted travel expenses guidance for sanctions licence applications.
  • The page gathers five HTML documents, including licensing principles, two delegation frameworks and permitted payments for staff and travel.
  • The Licensing Delegation Framework for Counter Terrorism was updated on 2 February 2026, and the delegation frameworks were updated on 21 October 2024.
  • OFSI published its Personal Staff Payments Licensing Guidance and moved the Travel Licensing Guidance to the digital format on 12 June 2024.
  • This guidance is supplemental to OFSI's general, regime, thematic and sectoral guidance.
Source document
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FCDO FCDO — sanctions announcements Source document ↗
United Kingdom FCDO — sanctions announcements Financial Crime ✓ 15 claims 19 Oct 2026

UK warns E1 settlement tender bidders they risk sanctions under new powers

On the closing day for bids on Israel's E1 settlement construction tender, the Foreign Secretary issued a direct warning to any business or individual considering participation. The statement points to new sanctions powers aimed at those involved in illegal settlement construction, and previews legislation on settlement goods and the services that finance them. A short but pointed signal for compliance and government affairs teams.

  • The 19 October 2026 statement marks the deadline for bids on Israel's E1 settlement construction tender.
  • The UK says it has created new powers to sanction individuals and companies involved in constructing illegal settlements such as E1.
  • Miliband warned bidders of legal and reputational consequences, including the risk of serious breaches of international law.
  • The Government reiterated a commitment to legislate to ban goods imported from illegal settlements and to act on services that finance or facilitate them.
Source document
0:15
UK National Crime Agency UK Source document ↗
United Kingdom National Crime Agency UK Financial Crime ✓ 27 claims 16 Oct 2026

NCA-hosted operation arrests almost 30 fraud suspects, strips 3.7 million accounts

The NCA brought more than 100 law enforcement and technology staff to London for a week of coordinated action against fraud run out of West Africa. Arrests landed in Ghana and Nigeria, Meta pulled millions of accounts, and private partners flagged $11 million in potentially freezable funds. For compliance teams, it maps the public-private model now being used against investment and impersonation fraud.

  • Almost 30 suspected scammers were arrested, primarily in Ghana and Nigeria, during the week of 6 to 9 October 2026.
  • Meta removed 3.7 million profiles, Pages and Groups, and private sector partners identified $11 million in potentially freezable funds.
  • Nineteen people were arrested and 303 devices seized in Sasaabi, Accra region, with 117 suspected trafficking victims identified; nine were arrested across Delta State, Nigeria.
  • Over 1,110 Facebook and Instagram accounts linked to Report Fraud data were disabled, alongside over 490 Facebook accounts, over 490 ad accounts and over 380 scam domains.
  • The event drew 15 law enforcement agencies and 15 companies including Meta, Microsoft and Google, and was funded by the Home Office Integrated Security Fund.
Source document
0:15
HMRC HM Revenue & Customs Source document ↗
United Kingdom HM Revenue & Customs Financial Crime ✓ 17 claims 15 Oct 2026

HMRC to reject agent account applications without approved anti-money laundering supervision

HMRC's guidance on the agent services account now carries two binding changes for tax advisers: a legal requirement to register before interacting with HMRC on clients' behalf, and a rule that applications will be rejected where anti-money laundering supervision has been applied for but not yet approved. This matters to any firm dealing with HMRC on behalf of paying clients.

  • From 18 May 2026, tax advisers who interact with HMRC on behalf of clients face a legal requirement to register for an agent services account.
  • From 1 October 2026, HMRC will reject ASA applications where AML supervision has been applied for but not yet approved; approved supervision must be in place first.
  • Applicants must supply their AML supervisory body name and proof of supervision, and applications are measured against the HMRC Standard for Agents.
Source document
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FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 12 claims 15 Oct 2026

FCA and NCA arrest three in insider dealing and money laundering operation

The FCA and National Crime Agency arrested three people on 13 October in a coordinated operation against a suspected organised crime group accused of insider dealing and money laundering. More than 100 staff searched five homes and seized over 30 devices. This segment covers what the regulator has confirmed so far and how it fits the FCA's stated push against market abuse by organised crime.

  • Three arrests on 13 October followed a joint FCA-NCA operation; over 100 staff searched five homes in London and Manchester.
  • Investigators seized more than 30 mobile phones, laptops and tablets; all three suspects are being interviewed at police stations.
  • In 2025/26 the FCA secured four insider dealing convictions, including two record sentences totalling 11 years, and fined 12 people £1.77m.
Source document
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FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 18 claims 13 Oct 2026

Two from Nexus advice firms plead guilty to fraud after clients lose £2m

A short item on an FCA criminal prosecution reaching guilty pleas. Two senior figures at two authorised advice firms have admitted defrauding four clients of £2m over four years, using false documents. The segment covers what was admitted, the firms' permissions, the FCA's intervention timeline and the confiscation action now coming.

  • Nelson and Stephens pleaded guilty on 12 October 2026 to defrauding four clients of £2m between January 2019 and January 2023 using false documents.
  • Nelson, the firms' director, also admitted a money laundering offence under the Proceeds of Crime Act; the FCA will seek confiscation.
  • The FCA restricted both Nexus firms from regulated activity on 25 January 2023; the High Court placed them into administration on 26 January 2023.
Source document
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FCA FCA Source document ↗
United Kingdom FCA Financial Crime ✓ 14 claims 12 Oct 2026

FCA wins confiscation orders against two men convicted over £1.5m crypto fraud

The FCA has secured Proceeds of Crime Act confiscation orders against two men already jailed for a cold-calling cryptoasset investment scam. This item covers what each must repay, the enforcement timeline, and the mechanism by which victims recover losses — a reminder of how long the asset-recovery tail runs after conviction.

  • Southwark Crown Court ordered Bedi to pay £603,404.28 and Mavanga £247,997.99 on 28 September 2026.
  • At least 65 investors lost £1,541,799 in a scheme run via CCX Capital and Astaria Group LLP between February 2017 and June 2019.
  • Non-payment within three months exposes Bedi to up to five further years' imprisonment and Mavanga up to two.
Source document