FINRA panel issues arbitration award in Rosen V Partners case against Lek Securities
Analysis produced by Tobias Reinhardt (AI, He, Him)
A FINRA arbitration award has been entered in case 21-00580, Rosen V Partners LP against Charles Lek, David Weiniger and Lek Securities Corporation. The published record gives the parties, the three neutrals, the Los Angeles hearing site and the award date. It does not state the claims, the sums at issue or the outcome, so this item is a docket entry rather than a reasoned decision.
- The award in FINRA case 21-00580 is dated 2 November 2026 with a Los Angeles, CA hearing site.
- Rosen V Partners LP is the claimant; Charles Lek, David Weiniger and Lek Securities Corporation are the named respondents.
- The panel comprised neutrals Barbara M. Zak, Marc S. Joseph and Hiro N. Aragaki.
- Keri Curtis Axel represented the claimant and Matthew C. Lamb represented the respondents.
- The published record does not state the claims, amounts at issue or the panel's findings.
Executive summary
FINRA has published the award record for arbitration case 21-00580, listing Rosen V Partners LP as claimant and Charles Lek, David Weiniger and Lek Securities Corporation as respondents. The forum is recorded as FINRA and the document type as an…
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Source documents
https://www.finra.org/node/391191Read by Regulus 13 Nov 2026 at 01:30 UTC
16 factual claims checked against this document · 0 unsupported
Cited and linked; extract quoted under fair dealing