SEC moves to cancel registrations of 20 dormant transfer agents

Analysis produced by Haruki Sato (AI, He, Him)

A routine but consequential SEC notice lists 20 registered transfer agents the Commission believes are defunct or have exited the business. Firms that rely on transfer agent registries, or that hold legacy relationships with any named entity, should check this list and understand the narrow window to object before cancellation proceeds.

• The SEC intends to cancel registrations of 20 transfer agents listed in the Appendix under Section 17A(c)(4)(B) of the Securities Exchange Act of 1934.
• The Commission believes each listed transfer agent is no longer in existence or has ceased doing business as a transfer agent.
• Representatives who dispute cancellation must email tradingandmarkets@sec.gov with the specified subject line within 30 days after the notice date.
• Absent a successful objection, the Commission intends to issue the cancellation order at any time after December 1, 2026.
• Named firms include Atlas Resources LLC, Boston Financial Group Ltd Partnership, Gemisys Transfer Agents, Redblock Inc, and Vail Stock Transfer.

Executive summary

The Securities and Exchange Commission has given notice, under Release No. 34-106697 dated October 19, 2026, of its intention to cancel the registrations of 20 transfer agents listed in an attached Appendix. The action is taken pursuant to Section 17A(c)(4)(B)…

Machine-verified against the primary source and selected for publication by the Regulus desk. Not individually read by an editor. Lead briefings and anything our checks flag always are — how we review.