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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 11 claims 13 Nov 2026

PSX to scrap add-displayed-liquidity rebate from November 2

Nasdaq has told PSX participants it will discontinue the rebate paid to add displayed liquidity, effective Monday, November 2, 2026, subject to a pending SEC filing. The change removes a per-share credit that ranged across volume tiers tied to consolidated volume. This matters to any firm whose PSX order-routing economics depend on displayed-liquidity rebates.

  • Nasdaq PSX will discontinue its Rebate to Add Displayed Liquidity effective Monday, November 2, 2026, pending a filing with the SEC.
  • The discontinued credits ran at $0.0033, $0.0032 and $0.0030 per share executed across TCV tiers of 0.15%, 0.07% and 0.05% respectively, under liquidity codes A, V or u.
  • An additional $0.00005 per share rebate tied to adding 0.10% or more of TCV in both the prior and current month is also being discontinued.
  • The change was announced in Equity Trader Alert #2026-63, dated October 30, 2026.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 13 Nov 2026

Nasdaq to launch three Asia Innovation 100 indexes on GIDS from October 30

Nasdaq will begin disseminating three new indexes tracking large innovative Asian companies on its Global Index Data Service from October 30, 2026. This update confirms final index names after a change from the originally announced 'Innovators' branding. The notice is operational, aimed at data recipients and index product teams rather than carrying any regulatory obligation.

  • Three indexes, NQINNA, NQINNAT and NQINNAN, begin dissemination on GIDS from Friday, October 30, 2026.
  • The names were changed from 'Asia Innovators 100' to 'Asia Innovation 100'; the tickers are unchanged.
  • The methodology assigns each company an R&D Conversion Score based on Patent Value Estimates, R&D Expenses and Revenue Growth.
  • Real-time values are published in USD at one-second frequency, with Equities Summary (Message Type F) and Index Directory (Message Type R) messages supported on GIDS.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 16 claims 13 Nov 2026

Nasdaq sets 8:45pm data refresh for 23/5 trading from December 6

Nasdaq has issued operational guidance on how its NasdaqTrader.com data files will behave once expanded 23/5 trading begins on 6 December 2026. The alert tells participants which file schedules change, which stay the same, and where a required file does not yet exist, matters that affect downstream reconciliation and surveillance systems built around the current trading day.

  • Nasdaq's expanded 23/5 system hours take effect 6 December 2026, running 9:00 p.m. ET Sunday to 8:00 p.m. ET Friday with a daily one-hour pause from 8:00 to 9:00 p.m. ET Monday through Thursday.
  • The Reg SHO threshold downloadable file and symbol directory files (including nasdaqtraded.txt, nasdaqlisted.txt and otherlisted.txt) will refresh from about 8:45 p.m. ET Sunday through Thursday, before the next Global Trading Session.
  • New symbol additions, including IPOs, will not be reflected until after 8:00 a.m. ET the following business day, and new listings remain subject to Nasdaq Listing Qualifications approval.
  • Daily Lists and Fundamental Data files see no change to timing, format or distribution.
  • A new halts file specific to securities in the Global Trading Session (9:00 p.m. to 9:30 a.m. ET) is under development, targeted for roughly 8:45 p.m. ET each trading day, with details to come.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 13 Nov 2026

Nasdaq tells data vendors SUPN ticker passes from Supernus to Indivior on 3 November

A Nasdaq Data Technical News notice instructs market data redistributors on how to handle the reuse of the SUPN ticker following the Supernus Pharmaceuticals merger into a subsidiary of Indivior. It matters because mishandling the history break would corrupt charts, analytics and reference data for anyone consuming the Nasdaq feed from 3 November 2026.

  • Supernus Pharmaceuticals shareholders approved the merger with a subsidiary of Indivior Pharmaceuticals on 15 October 2026.
  • Supernus Pharmaceuticals (SUPN) will be suspended from Nasdaq and Indivior will change its name and symbol to Supernus, Inc. using the SUPN ticker, effective 3 November 2026.
  • Redistributors must NOT carry over history from the current SUPN to the new SUPN as of 3 November 2026.
  • History from INDV should carry over to the SUPN symbol effective 3 November 2026.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 12 claims 13 Nov 2026

Nasdaq opens production systems for Saturday testing on 7 November

Nasdaq has scheduled a general customer testing window across its US equities and options markets on Saturday, 7 November 2026, with an additional Global Trading Hours testing slot the preceding Friday evening. This is an operational notice for trading technology and connectivity teams, setting out the window, the registration cut-off and the venues in scope.

  • Nasdaq production systems open for customer testing from 9:00 a.m. to 12:00 p.m. ET on Saturday, 7 November 2026.
  • A Global Trading Hours Testing Opportunity runs from 11pm EST on Friday, 6 November 2026.
  • Firms must register with Nasdaq Trading Services by 12:00 p.m. ET on the Friday before the Saturday test.
  • The session covers nine venues including The Nasdaq Stock Market, PSX, PHLX, ISE, GEMX and MRX.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 12 claims 13 Nov 2026

Intercont (Cayman) sets one-for-eight reverse split effective 16 November

Nasdaq has notified members that Intercont (Cayman) Limited, trading under the symbol NCT, will carry out a one-for-eight reverse split of its Class A Ordinary shares, together with a par value change and a new CUSIP. The alert gives the effective date and the operational detail trading and settlement desks need to process the corporate action.

  • Intercont (Cayman) Limited (NCT) will effect a one-for-eight reverse split of its Class A Ordinary shares on Monday, 16 November 2026.
  • The par value of the shares changes from $0.0625 to $0.5 on the same date.
  • The CUSIP number changes to G48049137 in conjunction with the reverse split.
  • Firms wishing to register as a market maker in NCT are directed to contact Nasdaq Trading Services at +1 212 231 5100.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 13 Nov 2026

Nasdaq opens testing for 23/5 trade reporting on FINRA/Nasdaq TRFs ahead of Dec 6 launch

Nasdaq is reminding members of the testing windows available before the FINRA/Nasdaq TRFs move to nearly continuous 23-hour, five-day operation on December 6, 2026. The alert sets out Nasdaq Test Facility hours, two remaining weekend production test dates, registration deadlines and a 30-day fee waiver. It matters to any firm that reports off-exchange equity trades through Carteret or Chicago.

  • The FINRA/Nasdaq TRFs (Carteret and Chicago) begin nearly continuous 23-hour, five-day trade reporting on December 6, 2026.
  • Nasdaq Test Facility trade reporting and clearing runs Sunday to Friday, 9:00 p.m. to 8:00 p.m., with Post-Trade Risk testing available from November 16, 2026.
  • Remaining weekend UAT production test dates are November 20 and December 4, 2026, from 11:00 p.m. Friday to noon Saturday.
  • Firms must register for weekend testing by noon ET on the Friday one week before the chosen test date.
  • A 30-day NTF fee waiver for 23/5 TRF testing is available under Equity Rule 7, Section 130(d)(3) on registering the firm MPID with NTFbilling@nasdaq.com.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 14 claims 13 Nov 2026

Nasdaq flags reverse splits for three Angel Oak ETFs effective November 16

Nasdaq has notified members that Angel Oak Capital Advisors will carry out reverse share splits on three listed ETFs on Monday, November 16, 2026, each with a new CUSIP. The alert is operational housekeeping for trading, market making and corporate data teams rather than a policy change, but it carries hard dates and identifiers that systems must reflect.

  • The three reverse splits take effect on Monday, November 16, 2026 on The Nasdaq Stock Market.
  • CARY (Angel Oak Income ETF) splits 1:3, MBS (Angel Oak Mortgage-Backed Securities ETF) splits 1:7, and AOHY (Angel Oak High Yield Opportunities ETF) splits 1:5.
  • Each ETF is assigned a new CUSIP: CARY moves to 03463K695, MBS to 03463K687 and AOHY to 03463K679.
  • Firms wishing to register as market makers in any of these ETFs are directed to contact Nasdaq Trading Services.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 13 Nov 2026

KALA BIO to complete 1-for-30 reverse stock split on November 16

Nasdaq has issued a corporate actions alert on a reverse stock split for KALA BIO, Inc. The notice fixes the effective date, the split ratio and the new CUSIP, and is the operational trigger for market makers, back offices and data vendors handling the symbol KALA on The Nasdaq Stock Market.

  • KALA BIO, Inc. (KALA) will effect a one-for-thirty reverse split of its common stock.
  • The reverse stock split becomes effective on Monday, November 16, 2026.
  • The CUSIP number changes to 483119400 in conjunction with the split.
  • Firms seeking to register as a market maker in KALA can contact Nasdaq Trading Services at +1 212 231 5100.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 12 claims 13 Nov 2026

DEFSEC Technologies to run 1-for-9 reverse split with new CUSIP from Nov 16

Nasdaq has notified members that DEFSEC Technologies Inc. (DFSC) will consolidate its common stock on a one-for-nine basis, with a corresponding CUSIP change. This is a short operational notice for trading, settlement and market-making desks rather than a policy development, and the detail that matters is the effective date and the new security identifier.

  • DEFSEC Technologies Inc. (DFSC) will effect a one-for-nine reverse split of its common stock.
  • The reverse split becomes effective on Monday, November 16, 2026.
  • The security's CUSIP number changes to 244778205 in conjunction with the split.
  • Firms wishing to register as a market maker in DFSC are directed to Nasdaq Trading Services.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 13 Nov 2026

Weatherford redomestication to Delaware takes effect on Nasdaq November 13

Nasdaq has notified members that Weatherford International will complete its move from Ireland to Delaware via a court-approved scheme of arrangement, triggering a name, issue type and CUSIP change effective 13 November 2026. The ticker stays WFRD. This is the operational detail trading, settlement and reference-data teams need to reflect before the open.

  • The High Court of Ireland approved Weatherford's redomestication from Ireland to Delaware on 27 October 2026.
  • The security changes from Weatherford International plc Ordinary Shares to Weatherford International Corp Common Stock, with the CUSIP moving from G48833118 to 94708K103.
  • Holders receive one new share of Weatherford International Corp Common Stock for every share held, and the WFRD ticker is unchanged.
  • The change is effective 13 November 2026.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 14 claims 13 Nov 2026

Nasdaq sets 1-for-8 reverse split for Sangrix, effective November 16

A short operational notice for anyone trading, clearing or holding Sangrix Inc. (SGRX). Nasdaq has confirmed the effective date, ratio, new par value and new CUSIP for a reverse stock split on the stock's Class A Ordinary Shares. It matters for settlement, reference data and market-making registration rather than for policy.

  • Sangrix Inc. (SGRX) will effect a one-for-eight reverse split of its Class A Ordinary Shares.
  • The reverse split and par value change take effect on Monday, November 16, 2026.
  • Par value changes from 0.0003 to 0.0024 and the CUSIP changes to G21621142.
  • Firms can register as a market maker in SGRX via Nasdaq Trading Services.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 12 Nov 2026

Nasdaq sets November 6 for Robo.ai 1-for-25 reverse split and CUSIP change

Nasdaq has issued a corporate actions alert on Robo.ai Inc. (AIIO), setting out a one-for-twenty-five reverse split of its Class B Ordinary Shares, a par value change and a new CUSIP number, all effective November 6, 2026. The item is short and operational, but it fixes a concrete effective date that trading and data systems must reflect.

  • Robo.ai Inc. (AIIO) will effect a one-for-twenty-five reverse split of its Class B Ordinary Shares, effective November 6, 2026.
  • The par value of the Class B Ordinary Shares changes from 0.002 to 0.05 on the same date.
  • The CUSIP number changes to G6693P130 in conjunction with the reverse split.
  • The alert, dated November 4, 2026, names The Nasdaq Stock Market as the market impacted.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 15 claims 12 Nov 2026

Nasdaq to list American Century Emerging Markets Insights ETF on 5 November

Nasdaq has notified traders that it will begin listing the American Century Emerging Markets Insights ETF on Thursday, 5 November 2026 under the ticker ACEM. The alert names Citadel Securities as the Designated Liquidity Provider and sets out when daily valuation data and market-maker registration begin. A short operational notice rather than a rule change.

  • The American Century Emerging Markets Insights ETF (ticker ACEM) lists on Nasdaq effective Thursday, 5 November 2026.
  • Citadel Securities LLC (CTDN) will be the Designated Liquidity Provider for the ETF.
  • Daily valuation dissemination and market-maker registration both begin on 5 November 2026.
  • All purchasers of the newly issued ETF must receive a prospectus or product description.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Digital Assets ✓ 14 claims 12 Nov 2026

Nasdaq to list Canary Staked INJ ETF from November 5

Nasdaq has issued a trader alert confirming it will begin listing the Canary Staked INJ ETF on Thursday, 5 November 2026. The notice names Flow Traders U.S. LLC as Designated Liquidity Provider, sets out how quotation, trade and daily valuation data will be disseminated, and opens market maker registration from the same date.

  • Nasdaq will begin listing the Canary Staked INJ ETF under ticker INJC effective Thursday, 5 November 2026.
  • Flow Traders U.S. LLC (FLTG) is named as the Designated Liquidity Provider for the ETF.
  • Daily valuation information will begin on 5 November 2026 and be disseminated through major index service providers.
  • Market maker registration opens 5 November 2026 through Nasdaq Trading Services, and all purchasers of newly issued ETFs must receive a prospectus or product description.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 12 claims 12 Nov 2026

Nasdaq sets November 6 effective date for Nexera one-for-eight reverse split

Nasdaq has told market participants that Nexera Technologies will carry out a one-for-eight reverse stock split taking effect on 6 November 2026, with an accompanying CUSIP change. The alert is operational: it fixes the date trading systems, market makers and data feeds must be aligned to, and points to a separate press release for the issuer detail.

  • Nexera Technologies (NEXR) will effect a one-for-eight reverse split of its ordinary shares.
  • The reverse split becomes effective on Friday, 6 November 2026, two days after the alert was issued.
  • The CUSIP number changes to M61472177 in conjunction with the reverse split.
  • The alert affects The Nasdaq Stock Market and directs prospective NEXR market makers to Nasdaq Trading Services.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 12 claims 12 Nov 2026

Nasdaq to end 11 CTA thematic indexes after close on 3 December 2026

Nasdaq has notified subscribers that it will cease calculation and dissemination of 11 CTA-branded thematic indexes after the close on 3 December 2026. The affected families cover global digital health, smartphones and international cloud computing. Anyone referencing these indexes in products, benchmarks or data feeds needs to confirm continuity arrangements before the cut-off.

  • Nasdaq will cease calculation and dissemination of the listed indexes after the close of business on Thursday, 3 December 2026.
  • The 11 indexes cover the CTA Global Digital Health, CTA Smartphone and CTA International Cloud Computing families, including total return and AUD variants.
  • Index values and directory messages will stop on the GIDS, GIW and GIFFD data feeds.
  • The notice is marked as impacting all markets and was published on 4 November 2026.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 13 claims 12 Nov 2026

Nasdaq sets 1-for-80 reverse split and ADS ratio change for CL Workshop Group

Nasdaq has notified members of a corporate action affecting CL Workshop Group Limited (NWGL): a one-for-eighty reverse split of its American Depositary Shares, a change to the underlying ADS ratio, and a new CUSIP. The alert gives operations, trading and settlement teams the effective date and identifiers they need before the shares trade on a consolidated basis.

  • CL Workshop Group Limited (NWGL) will effect a one-for-eighty (1-80) reverse split of its American Depositary Shares.
  • The ADS ratio changes from one ADS representing eight ordinary shares (1:8) to one ADS representing 640 ordinary shares (1:640).
  • The reverse split and ratio change become effective on Friday, November 6, 2026.
  • The CUSIP number changes to 63903R205 in conjunction with the reverse split.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 17 claims 12 Nov 2026

Onconetix to complete 1-for-10 reverse stock split on November 6

A short operational notice from Nasdaq covering a reverse stock split by Onconetix, Inc. (ONCO). It matters only to desks and back offices that need to adjust share counts, reference data and the CUSIP before trading resumes on the consolidated basis. There is no regulatory change here, just a dated corporate action and the practical reference details around it.

  • Onconetix, Inc. (ONCO) will effect a one-for-ten reverse split of its common stock, effective Friday, November 6, 2026.
  • The company's CUSIP number changes to 68237Q500 in conjunction with the reverse split.
  • Firms wishing to register as a market maker in ONCO are directed to contact Nasdaq Trading Services at +1 212 231 5100.
  • The notice was issued as Equity Corporate Actions Alert #2026-788, affecting The Nasdaq Stock Market.
Source document
NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 13 claims 12 Nov 2026

Jasper Therapeutics to execute 1-for-30 reverse stock split on November 6

Nasdaq has notified the market that Jasper Therapeutics will carry out a one-for-thirty reverse split of its common stock, effective Friday, November 6, 2026, with an accompanying CUSIP change. The alert is a short operational notice to trading participants and market makers rather than a rule change, but it carries settlement and reference-data consequences that desks must process before the effective date.

  • Jasper Therapeutics (JSPR) will effect a one-for-thirty reverse split of its common stock.
  • The reverse stock split becomes effective on Friday, November 6, 2026.
  • The CUSIP number will change to 471871301 in conjunction with the split.
  • Firms wishing to register as a market maker in JSPR are directed to contact Nasdaq Trading Services.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 17 claims 12 Nov 2026

Agility Robotics to begin trading on Nasdaq after Churchill Capital XI merger closes

Nasdaq has confirmed the close of the business combination between Churchill Capital Corp XI and Agility Robotics. The alert sets out the symbol, name and CUSIP changes taking effect the next trading day, the suspension of the SPAC units, and the two tiers on which the surviving securities will list. Operational detail for trading, data and corporate actions teams.

  • The Churchill Capital Corp XI and Agility Robotics combination closed on November 4, 2026, with symbol, name and CUSIP changes effective November 5, 2026.
  • Class A Ordinary Shares move from CCXI (CUSIP G2131A108) to Agility Robotics Common Stock under AGLT (CUSIP 008470106) on the Nasdaq Global Market.
  • Warrants move from CCXIW (CUSIP G2131A116) to AGLTW (CUSIP 008470270), expiring 11/13/2031, listed on the Nasdaq Capital Market.
  • The Units (CCXIU) will be suspended from trading, and the combined company will be domiciled in Delaware.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 16 claims 12 Nov 2026

Nasdaq to move Daily List onto Data Link with API access by mid-2027

Nasdaq is migrating its Daily List, the feed carrying issuer and security reference information, onto the Nasdaq Data Link platform before 30 June 2027. The notice sets out new API-based access, retained SFTP delivery, a historical data table, and a 15-minute distribution buffer. Firms that consume the Daily List in downstream workflows should read this as an operational migration they need to plan for.

  • Nasdaq will make Daily List changes available via Nasdaq Data Link effective prior to 30 June 2027.
  • API-based access is being introduced, while SFTP file delivery continues for customers who prefer it.
  • Daily List information will carry a 15-minute buffer before distribution, with select fields free and publicly accessible beforehand.
  • Historical Daily List information will be available through a historical table on Data Link, and Nasdaq will run a parallel migration with a further notice to follow.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 14 claims 12 Nov 2026

Adagio Medical to carry out 1-for-30 reverse stock split on November 9

Nasdaq has notified members that Adagio Medical Holdings will consolidate its common stock on a one-for-thirty basis effective Monday, November 9, 2026, with an accompanying CUSIP change. This is operational housekeeping for trading, market data and settlement teams rather than a policy development, but it carries hard processing deadlines that back-office functions must apply on the effective date.

  • Adagio Medical Holdings (ADGM) will effect a one-for-thirty reverse split of its common stock.
  • The reverse stock split becomes effective on Monday, November 9, 2026.
  • The security's CUSIP number will change to 00534B308 in conjunction with the split.
  • Firms seeking to register as a market maker in ADGM are directed to Nasdaq Trading Services.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 16 claims 12 Nov 2026

Bowman Consulting to be suspended from Nasdaq on November 9 after Bernhard merger closes

Nasdaq has confirmed the close of Bowman Consulting Group's merger with Bernhard Capital Partners and the delisting timetable for its common stock. The alert fixes the last trading date, the merger consideration and the suspension date, the operational details custodians, settlement teams and index desks need to process the event cleanly.

  • Bowman Consulting Group (BWMN) shareholders approved the merger with Bernhard Capital Partners at a special meeting on November 4, 2026.
  • The merger closed before market open on November 6, 2026, with holders receiving $43.00 for each share.
  • Trading was halted at or around 7:50 p.m. on November 5, 2026, which was the last trading date.
  • The stock will be suspended on Nasdaq effective November 9, 2026, under CUSIP 103002101.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 16 claims 12 Nov 2026

Nexentis Technologies to effect 1-for-5 reverse stock split on Nasdaq from November 9

Nasdaq has notified members of a one-for-five reverse stock split in Nexentis Technologies Inc. (NXTS), effective November 9, 2026, alongside a CUSIP change. This is an operational corporate action alert for trading, settlement and data teams rather than a policy development, but it carries fixed dates that reference data and market making records must reflect.

  • Nexentis Technologies Inc. (NXTS) will effect a one-for-five reverse split of its common stock.
  • The reverse stock split becomes effective on Monday, November 9, 2026.
  • The CUSIP number changes to 80512Q709 in conjunction with the split.
  • Firms seeking to register as a market maker in NXTS are directed to Nasdaq Trading Services at +1 212 231 5100.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 12 claims 12 Nov 2026

Nasdaq sets 1-for-10 reverse split for Wellchange Holdings effective 9 November

Nasdaq has notified members that Wellchange Holdings Company Limited will consolidate its Class A ordinary shares at a ratio of one-for-ten, with an accompanying par value and CUSIP change effective 9 November 2026. The alert is a short operational notice for trading and data systems rather than a policy document, but it fixes a hard date that order and reference-data teams must process.

  • Wellchange Holdings (WCT) will carry out a one-for-ten reverse split of its Class A ordinary shares effective Monday, 9 November 2026.
  • The par value changes from $0.000025 to $0.00025 and the CUSIP becomes G9545M149 on the same date.
  • Nasdaq directs firms wishing to register as a market maker in WCT to contact Trading Services at +1 212 231 5100.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 16 claims 12 Nov 2026

Steakholder Foods sets 1-for-5 ADS reverse split effective November 9

Nasdaq has notified members that Steakholder Foods Ltd. (STKH) will carry out a reverse split and ratio change on its American Depositary Shares next week. The alert sets out the mechanics market makers and operations teams need: the split ratio, the new ADS representation, the effective date and the replacement CUSIP.

  • Steakholder Foods (STKH) will effect a one-for-five reverse split of its American Depositary Shares.
  • The ADS ratio changes from 1:12,000 to 1:60,000 ordinary shares per ADS on the same date.
  • The reverse split and ratio change become effective on Monday, November 9, 2026.
  • The STKH CUSIP changes to 583435607 in conjunction with the reverse split.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 13 claims 12 Nov 2026

Nasdaq sets SMX reverse split and CUSIP change effective 9 November

Nasdaq has notified members of a corporate action affecting SMX (Security Matters) Public Limited Company. The listed ordinary shares undergo a reverse stock split, a par value change and a CUSIP reassignment on 9 November. This is operational housekeeping for trading, clearing and market-making systems that reference the security, rather than a policy development.

  • SMX will effect a one-for-2.8 reverse split of its ordinary shares effective Monday 9 November 2026.
  • The par value changes from $0.00000000558603475 to $0.0000000156408973 alongside the split.
  • The CUSIP number changes to G8267K505 in conjunction with the reverse split.
  • Nasdaq directs firms wishing to register as a market maker in SMX to Nasdaq Trading Services.
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NASD Nasdaq Source document ↗
United States Nasdaq Markets & Infrastructure ✓ 14 claims 12 Nov 2026

Nasdaq sets 1-for-40 reverse split and CUSIP change for Accuray effective Nov 9

Nasdaq has issued a corporate actions alert for Accuray Incorporated (ARAY), confirming a one-for-forty reverse stock split that takes effect on Monday, November 9, 2026, and a related CUSIP number change. The notice is operational rather than regulatory, but it carries the dates and identifiers that trading, settlement and reference-data teams need to process the consolidation correctly.

  • Accuray Incorporated (ARAY) will effect a one-for-forty (1-40) reverse split of its common stock.
  • The reverse stock split becomes effective on Monday, November 9, 2026.
  • The security's CUSIP number changes to 004397303 in conjunction with the split.
  • Firms wishing to register as a market maker in ARAY are directed to contact Nasdaq Trading Services at +1 212 231 5100.
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United States Nasdaq Markets & Infrastructure ✓ 12 claims 12 Nov 2026

Nasdaq to discontinue its Nasdaq-100 Quarterly Collar 95-110 Index on December 3

Nasdaq has told subscribers it will stop calculating and disseminating one index, the Nasdaq-100 Quarterly Collar 95-110 Index, after the close on December 3, 2026. The notice names the affected data services and is relevant to anyone consuming Nasdaq index values or referencing this benchmark in products or systems.

  • Nasdaq will cease calculating and disseminating the Nasdaq-100 Quarterly Collar 95-110 Index (NQCLRI) after the close on Thursday, December 3, 2026.
  • The termination affects directory messages and index values on GIDS 2.0, GIW and GIFFD.
  • Nasdaq marks the change as impacting all markets and directs queries to Index Services or GIW.
  • The notice names no successor benchmark, transition path or reason for the discontinuation.
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United States Nasdaq Markets & Infrastructure ✓ 12 claims 12 Nov 2026

Nasdaq to stop calculating three Clean Edge Global Green Income indexes

Nasdaq has told data subscribers it will terminate three thematic indexes in its Clean Edge Global Green Income family. The notice is short and operational, but anyone tracking, licensing or benchmarking to these indexes needs the effective date and the feeds affected. This is the kind of housekeeping that still requires action from product and index-reference teams.

  • Nasdaq will cease calculating and disseminating the GGINC, GGINCT and GGINCN indexes after the close of business on Friday, 4 December 2026.
  • The three indexes belong to the Nasdaq Clean Edge Global Green Income family, covering price return, total return and net total return versions.
  • Index values and directory messages will stop on the GIDS, GIW and GIFFD data feeds.
  • The notice names no replacement index and gives no stated reason for the termination.
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United States Nasdaq Markets & Infrastructure ✓ 15 claims 12 Nov 2026

Nasdaq to relist InMed as Mentari Therapeutics after change-of-control merger closes

A Nasdaq corporate actions alert confirms the business combination of InMed Pharmaceuticals and Mentari Therapeutics has closed, triggering a name, symbol and CUSIP change on the exchange and a contingent value right distribution to prior shareholders. It matters to trading, operations and corporate actions teams that must re-map the security before Monday's open.

  • The InMed Pharmaceuticals and Mentari Therapeutics business combination closed on Friday, November 6, 2026, resulting in a change of control.
  • The name, symbol and CUSIP changes take effect on Monday, November 9, 2026, with INM becoming MTRI and CUSIP 457637809 becoming 587157108.
  • Shareholders of record on November 5, 2026 receive one non-transferable Contingent Value Right per share, and the CVR distribution will not be quoted EX.
  • The combined company will be domiciled in Nevada, and market makers can register in MTRI through Nasdaq Trading Services.
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United States Nasdaq Markets & Infrastructure ✓ 12 claims 12 Nov 2026

Nasdaq sets 1-for-10 reverse split for OFA Group effective 10 November

Nasdaq has issued a corporate actions alert confirming that OFA Group (OFAL) will carry out a one-for-ten reverse stock split on its Class A Ordinary Shares. The alert fixes the effective date and the new CUSIP, the operational details that trading, settlement and market making desks need to process the consolidation cleanly.

  • OFA Group (OFAL) will effect a one-for-ten reverse split of its Class A Ordinary Shares.
  • The reverse split becomes effective on Tuesday, 10 November 2026.
  • The security's CUSIP number changes to G6713S122 in conjunction with the split.
  • Firms seeking to register as a market maker in OFAL are directed to Nasdaq Trading Services.
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United States Nasdaq Markets & Infrastructure ✓ 11 claims 12 Nov 2026

Nasdaq flags 1-for-8 reverse split for Neo-Concept International, effective November 10

Nasdaq has issued a corporate actions alert covering a reverse stock split, par value change and CUSIP change for Neo-Concept International Group Holdings Limited, trading under NCI. The item matters to market makers, settlement and reference-data teams who must reflect the new share count, par value and identifier before the Tuesday effective date.

  • Neo-Concept International Group Holdings (NCI) will effect a one-for-eight reverse split of its Class A ordinary shares.
  • The par value changes from $0.0025 to $0.02 and the CUSIP number becomes G6421C146.
  • The reverse split and par value change take effect on Tuesday, November 10, 2026.
  • Firms wishing to register as a market maker in NCI are directed to Nasdaq Trading Services at +1 212 231 5100.
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United States Nasdaq Markets & Infrastructure ✓ 13 claims 12 Nov 2026

Nasdaq delists Roku as Fox merger closes with cash and stock consideration

Nasdaq has confirmed that Roku, Inc. Class A common stock has stopped trading following the completion of its merger with Fox Corporation. The alert sets out the final trading date, the suspension date and the exact consideration holders receive. It is a processing notice that treasury, operations and corporate actions teams need to action against open positions in ROKU.

  • Roku shareholders approved the Fox Corporation merger at a special meeting held on October 14, 2026, and the deal closed November 6, 2026.
  • Each Roku share receives $95.30 in cash plus 0.9799 of a share of Fox Corporation Class A common stock (FOXA).
  • November 6, 2026 was the last trading date for ROKU, with the marketplace effective date for suspension on November 9, 2026.
  • The affected security is Roku, Inc. Class A Common Stock under CUSIP 77543R102 on The Nasdaq Stock Market.
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United States Nasdaq Markets & Infrastructure ✓ 11 claims 12 Nov 2026

Nasdaq sets 1-for-19 reverse split for PharmaCyte Biotech effective 13 November

Nasdaq has notified the market that PharmaCyte Biotech, Inc. (PMCB) will carry out a one-for-nineteen reverse stock split of its common stock, taking effect on 13 November 2026 and bringing a change of CUSIP number. The alert gives the ratio, the effective date and the identifier a trading or reference-data recipient needs before the change takes hold.

  • PharmaCyte Biotech, Inc. (PMCB) will effect a one-for-nineteen reverse split of its common stock.
  • The reverse stock split becomes effective on Friday, 13 November 2026.
  • The security's CUSIP number changes to 71715X302 in conjunction with the split.
  • The alert was issued on 11 November 2026 and concerns The Nasdaq Stock Market.
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United States Nasdaq Markets & Infrastructure ✓ 15 claims 12 Nov 2026

US equity and options markets to close for Thanksgiving, early close November 27

Nasdaq's UTP Vendor Alert confirms the US Thanksgiving holiday schedule affecting UTP Plan participants and the equities and options markets. Thursday is a full closure and Friday is a shortened session with adjusted data feed timing. Trading, market data and operations teams need the exact session hours and the trade-reporting modifier requirement before the holiday week.

  • US equities and options markets and UTP Plan participants are closed on Thursday, November 26, 2026.
  • Markets close three hours early on Friday, November 27, 2026, with the regular session running 9:30 a.m. to 1:00 p.m. ET.
  • The UTP SIP will adjust closing transmission schedules for UQDF and UTDF data services on November 27.
  • Trades reported after 1:00 p.m. ET on November 27 must be marked with an appropriate extended-hours sale condition modifier.
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United States Nasdaq Markets & Infrastructure ✓ 19 claims 12 Nov 2026

Anthropic to list on Nasdaq Global Select Market under ticker ANT on Nov 19

Nasdaq has told market data distributors that Anthropic, PBC will list its Class A common stock on the Nasdaq Global Select Market under the ticker ANT, with trading expected to begin on November 19, 2026. The notice is operational: it fixes the symbol, CUSIP, market category and round lot so feeds and databases align before the first print.

  • Anthropic, PBC Class A common stock is expected to begin trading on the Nasdaq Global Select Market under ticker ANT on November 19, 2026.
  • The issue carries CUSIP 03703U107, a round lot size of 100 and the Nasdaq Global Select Market category.
  • Nasdaq asks all market data distributors to update their databases to reflect the listing and display the symbol at their earliest opportunity.
  • The notice impacts the Nasdaq Stock Market and all Nasdaq and UTP data feeds.
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United States Nasdaq Markets & Infrastructure ✓ 15 claims 12 Nov 2026

Cosmos Health sets 1-for-20 reverse split effective 13 November

A short operational notice from Nasdaq covering a corporate action in Cosmos Health Inc. (COSM). It tells trading, operations and market data teams that a one-for-twenty reverse stock split takes effect on 13 November 2026 and that the security's CUSIP number changes on the same event. Relevant for anyone holding, making markets in or processing the name.

  • Cosmos Health Inc. (COSM) will effect a one-for-twenty reverse split of its common stock.
  • The reverse stock split becomes effective on Friday, 13 November 2026.
  • The CUSIP number for COSM changes to 221413404 in conjunction with the split.
  • Firms wishing to register as a market maker in COSM are directed to contact Nasdaq Trading Services.
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United States Nasdaq Markets & Infrastructure ✓ 14 claims 12 Nov 2026

Hub Cyber Security sets 1-for-20 reverse split, effective 13 November

A Nasdaq corporate actions alert confirms a one-for-twenty reverse share consolidation at Hub Cyber Security Ltd., effective 13 November 2026, with an accompanying CUSIP change. It is a mechanical processing notice for trading and operations desks rather than a policy document, but anyone holding, clearing or market-making the stock needs the dates right.

  • Hub Cyber Security Ltd. (HUBC) will effect a one-for-twenty reverse split of its Ordinary Shares.
  • The reverse stock split becomes effective on Friday, 13 November 2026.
  • The CUSIP number will change to M6000J408 in conjunction with the split.
  • Firms wishing to register as market makers in HUBC are directed to Nasdaq Trading Services.
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United States Nasdaq Markets & Infrastructure ✓ 14 claims 12 Nov 2026

Nasdaq flags NorthWestern Energy delisting as Black Hills merger nears close

Nasdaq has issued a corporate actions alert on the merger of NorthWestern Energy Group into a combined company that will list on NYSE as Bright Horizon Energy. The notice sets out the share exchange terms and the suspension mechanics for NWE common stock, while flagging that completion still turns on a Montana regulatory decision.

  • NWE shareholders approved the merger with Black Hills Corporation at a special meeting held on April 2, 2026.
  • Each NWE share converts into 0.98 of a share of Bright Horizon Energy common stock, with the combined company listing on NYSE as HZN.
  • Completion depends on final approval by the Montana Public Service Commission, expected to consider the merger before November 12, 2026.
  • The anticipated last trading date and marketplace effective date for suspension of NWE common stock are both listed as to be determined.
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United States Nasdaq Markets & Infrastructure ✓ 17 claims 11 Nov 2026

GM and GM Financial to move Nasdaq listing from NYSE on November 17

Nasdaq has notified market data redistributors that General Motors Company and General Motors Financial Company will transfer their listings from the NYSE to Nasdaq on November 17, 2026. The notice sets out the issue mapping, ticker changes and the feed and database steps firms must take so consolidated data continues to flow correctly from the cutover.

  • General Motors Company moves to the Nasdaq Global Select Market on November 17, 2026, keeping the ticker GM, CUSIP 37045V100, round lot size 100.
  • General Motors Financial Company transfers its $750 million 6.15% senior notes due 2035 to the Nasdaq Global Market under the new symbol GM35B, CUSIP 37045FXK7, round lot size 1.
  • Redistributors are asked to update databases after the close on November 16, 2026 and to maintain historical data for GM and GM/35B prior to the transfer date.
  • Quote and trade data for both securities will appear on UQDF and UTDF from pre-market hours on November 17, 2026.
  • Firms reporting end-usage by query must include quote and trade queries for GM and GM35B in Level 1, Nasdaq Basic and NLS counts from November 17, 2026.
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United States Nasdaq Markets & Infrastructure ✓ 11 claims 11 Nov 2026

GeoVax Labs sets 1-for-24 reverse stock split effective 11 November

Nasdaq has issued a corporate actions alert confirming that GeoVax Labs will carry out a one-for-twenty-four reverse split of its common stock on 11 November 2026, with an accompanying CUSIP change. The item is operational, affecting trading desks, market makers and data teams handling the GOVX symbol on The Nasdaq Stock Market.

  • GeoVax Labs (GOVX) will effect a one-for-twenty-four reverse split of its common stock.
  • The reverse split becomes effective on Wednesday, 11 November 2026.
  • The security's CUSIP number changes to 373678804 in conjunction with the split.
  • The alert covers trading on The Nasdaq Stock Market; market-maker registration runs through Nasdaq Trading Services.
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United States Nasdaq Markets & Infrastructure ✓ 15 claims 11 Nov 2026

Silexion Therapeutics to execute 1-for-24 reverse split on Nasdaq from Nov 11

Nasdaq has notified market participants that Silexion Therapeutics Corp. will carry out a one-for-twenty-four reverse stock split of its ordinary shares, alongside a par value change and a new CUSIP. The alert covers the mechanics and effective date that trading desks, market makers and back offices need to process the change.

  • Silexion Therapeutics Corp. (SLXN) will carry out a one-for-twenty-four reverse stock split of its ordinary shares, effective Wednesday, November 11, 2026.
  • The par value of the ordinary shares changes from $0.135 to $3.24 in conjunction with the split.
  • The CUSIP number changes to G1281K163 as part of the corporate action.
  • Firms seeking to register as a market maker in SLXN are directed to contact Nasdaq Trading Services at +1 212 231 5100.
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United States Nasdaq Markets & Infrastructure ✓ 22 claims 11 Nov 2026

UTP SIP to run overnight from December 6 as extended trading hours session added

The administrator of the UTP securities information processor is extending its transmission schedule to cover overnight trading from December 6, 2026. The alert tells data vendors how existing UTP Level 1 fee and usage-reporting policies apply to the new extended trading hours session. It is short, operational and leaves the current fee and reporting framework unchanged.

  • The UTP SIP will transmit from Sunday 9:00pm ET through Friday 8:00pm ET, with a daily maintenance window from approximately 8:00pm to 9:00pm ET, effective December 6, 2026.
  • A new fee-liable extended trading hours session covering 9:00pm to 4:00am ET joins the existing pre-market, regular market and post-market sessions.
  • The existing UTP Level 1 fee schedule applies to overnight usage in the same manner as other sessions, and fees are not prorated by session.
  • No new reporting methodology or usage category is created; vendors use existing policies and monthly UTP usage reports.
  • Policy and fee questions go to admin@utpplan.com and data feed questions to products@utpplan.com.
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United States Nasdaq Markets & Infrastructure ✓ 15 claims 11 Nov 2026

Nasdaq sets PCRX halt and suspension timetable as Viatris tender offer nears close

Nasdaq has published the corporate action timetable for the acquisition of Pacira BioSciences by Viatris. The alert fixes when PCRX will stop trading, when it will be halted, and when it will be formally suspended from the market. Trading desks, index teams and corporate action processors need these exact dates and times to manage positions and settlement ahead of the closing.

  • The Viatris tender offer for all outstanding PCRX common stock is scheduled to expire one minute after 11:59 p.m. ET on November 16, 2026, unless extended or terminated.
  • PCRX will be halted at or around 7:50 p.m. on November 16, remain halted on November 17, and be suspended effective November 18, 2026.
  • Merger consideration is $36.50 for each share held, and the anticipated last trading date is November 16, 2026.
  • The subsequent merger is tentatively scheduled to close prior to market open on November 17, 2026.
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United States Nasdaq Markets & Infrastructure ✓ 17 claims 11 Nov 2026

Nasdaq will not adjust ENVX price for Enovix warrant distribution

Nasdaq has set out the mechanics of Enovix Corporation's warrant distribution to common shareholders. The notice matters to trading desks and operations teams because the exchange is declining to make a price adjustment on the ex-dividend date, which affects how the entitlement is handled and how the distributed warrants will eventually trade under a separate symbol.

  • Enovix shareholders receive one warrant expiring 4/28/2028 for every four shares held, per the October 28, 2026 announcement.
  • Nasdaq states it will not make an adjustment on the ex-dividend date for ENVX.
  • The ex date and record date are both November 13, 2026, with distribution on November 18, 2026.
  • The distributed warrants are expected to trade under symbol ENVXW, with CUSIP and first trade date to be announced.
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