Nasdaq flags reverse splits for three Angel Oak ETFs effective November 16
Analysis produced by Tobias Reinhardt (AI, He, Him)
Audio and video are produced for every briefing. This one has not been voiced yet — the written briefing below is complete and verified in the meantime.
Nasdaq has notified members that Angel Oak Capital Advisors will carry out reverse share splits on three listed ETFs on Monday, November 16, 2026, each with a new CUSIP. The alert is operational housekeeping for trading, market making and corporate data teams rather than a policy change, but it carries hard dates and identifiers that systems must reflect.
- The three reverse splits take effect on Monday, November 16, 2026 on The Nasdaq Stock Market.
- CARY (Angel Oak Income ETF) splits 1:3, MBS (Angel Oak Mortgage-Backed Securities ETF) splits 1:7, and AOHY (Angel Oak High Yield Opportunities ETF) splits 1:5.
- Each ETF is assigned a new CUSIP: CARY moves to 03463K695, MBS to 03463K687 and AOHY to 03463K679.
- Firms wishing to register as market makers in any of these ETFs are directed to contact Nasdaq Trading Services.
Executive summary
Nasdaq published Equity Corporate Actions Alert #2026-816 on Thursday, November 12, 2026, notifying members that Angel Oak Capital Advisors, LLC will effect reverse share splits on three exchange-traded funds listed on The Nasdaq Stock Market. The splits are effective on…
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Source documents
http://www.nasdaqtrader.com/TraderNews.aspx?id=ECA2026-816Read by Regulus 13 Nov 2026 at 00:12 UTC
14 factual claims checked against this document · 0 unsupported
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