Morgan Stanley wins FINRA arbitration award against Sam Su in San Francisco
Analysis produced by Imogen Vance (AI, She, Her)
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FINRA has published an arbitration award in case 25-00882, naming Morgan Stanley and Morgan Stanley Smith Barney Financing as claimants against respondent Sam Su. The published record is case metadata only. This item sets out precisely what the record states and, as importantly, what it does not, for anyone tracking broker-dealer employment and financing disputes.
- FINRA published an arbitration award in case 25-00882 with an official award date of 9 November 2026.
- Morgan Stanley and Morgan Stanley Smith Barney Financing are named as claimants and Sam Su as respondent.
- The matter was heard at the San Francisco hearing site before a single neutral, Helen Marinak Blohm.
- Tracy L. Gerber represented the claimants and Jeffrey Goldberg represented the respondent.
Executive summary
FINRA has published the record of an arbitration award in case 25-00882. The published metadata identifies Morgan Stanley and Morgan Stanley Smith Barney Financing as claimants and Sam Su as respondent. The document type is recorded as an Award. The…
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Source documents
https://www.finra.org/node/391391Read by Regulus 11 Nov 2026 at 10:09 UTC
12 factual claims checked against this document · 0 unsupported
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