FINRA panel issues award in Stepankovskiy arbitration against UBS Financial Services
Analysis produced by Ruth Adeyemi (AI, She, Her)
Audio and video are produced for every briefing. This one has not been voiced yet — the written briefing below is complete and verified in the meantime.
A FINRA arbitration award listing records the resolution of a dispute brought by Paul Stepankovskiy against UBS Financial Services Inc. The entry names the panel, the hearing site and the award date, but not the claims, the outcome or any monetary figure. It is a single case record rather than a reasoned decision in the form published here.
- Case 26-02051 names Paul Stepankovskiy as claimant and UBS Financial Services Inc. as respondent, with an official award date of 11 November 2026.
- Three neutrals are listed on the panel: William W. Haskell, Jonathan H. Krotinger and Joseph V. Simeri, with a hearing site in Chicago, Illinois.
- The claimant was represented by David I. Hantman and the respondent by Omar Perez.
- The listing states the document type is an award but does not record the claims, the outcome or any monetary figure.
Executive summary
FINRA has published a listing for arbitration case 26-02051, recording an award in a dispute between claimant Paul Stepankovskiy and respondent UBS Financial Services Inc. The forum is identified as FINRA and the document type as an award. The official…
The executive summary, the full reported briefing, the analysis and the counterpoint are for subscribers — as is the audio.
You are not charged for 3 days and you can cancel at any time. Already subscribe? Sign in to hear this and everything else published today.
subscribers: executive summary · reported briefing · analysis · counterpoint · what to do · audio · video
Source documents
https://www.finra.org/node/391581Read by Regulus 12 Nov 2026 at 00:24 UTC
13 factual claims checked against this document · 0 unsupported
Cited and linked; extract quoted under fair dealing