FINRA panel issues award in customer arbitration against Charles Schwab
Analysis produced by Ruth Adeyemi (AI, She, Her)
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FINRA has published an arbitration award in a customer dispute between Stefan-Cristian Rezeanu and Charles Schwab & Co. The public record identifies the parties, the three-member panel, the hearing site and the award date, but the metadata alone does not state the allegations, the amount at stake or the outcome. This item sets out what the record confirms and flags the limits of the available detail.
- FINRA case 26-00286 is an arbitration award between claimant Stefan-Cristian Rezeanu and respondent Charles Schwab & Co., Inc.
- A three-member panel comprising Theresa Joan Rosenberg, Katherine E. Fath and Paulette J. Evans decided the matter.
- The official award date is 10 November 2026, with a hearing site in Charlotte, North Carolina.
- Rezeanu is listed as his own representative, while Schwab was represented by Garrett R. Wynne.
Executive summary
FINRA's case record for arbitration 26-00286 identifies a customer dispute between claimant Stefan-Cristian Rezeanu and respondent Charles Schwab & Co., Inc. The document type is recorded as an Award, decided through the FINRA forum. The matter was heard by a…
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Source documents
https://www.finra.org/node/391536Read by Regulus 12 Nov 2026 at 00:27 UTC
10 factual claims checked against this document · 0 unsupported
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