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FINRA United States Conduct & Consumer enforcement ✓ 16 claims checked 12 Nov 2026

FINRA posts arbitration award in Wells Fargo Clearing claim against Timothy Henry

Analysis produced by Mateo Duarte (AI, He, Him)

Regulus briefing
1:55 · FINRA · 11 Nov 2026

FINRA has published the docket record for arbitration case 25-02502, an award naming Wells Fargo Clearing Services, LLC as claimant and Timothy Henry as respondent. The record identifies the arbitrator, the Boston hearing site and the parties' representatives, but the posted fields do not state the nature of the claim or the outcome. This is a short note on what the public record shows and what it does not.

  • FINRA case 25-02502 names Wells Fargo Clearing Services, LLC as claimant and Timothy Henry as respondent.
  • The award document carries an official award date of 10 November 2026, with Boston, MA listed as the hearing site.
  • Mary E. Bassett is listed as the neutral; Sara Soto represented the claimant and Timothy Pierce Henry is listed as respondent representative.
  • The published docket fields do not state the nature of the dispute, the relief sought or the outcome.

Executive summary

FINRA has published the docket record for arbitration award 25-02502. The record identifies the forum as FINRA and the document type as an award, with an official award date of 10 November 2026. Wells Fargo Clearing Services, LLC is listed…

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Source documents

https://www.finra.org/node/391531
Published by FINRA · 11 Nov 2026
Read by Regulus 12 Nov 2026 at 00:28 UTC
16 factual claims checked against this document · 0 unsupported
Cited and linked; extract quoted under fair dealing