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FINRA United States Conduct & Consumer Redress & complaints ✓ 14 claims checked 12 Nov 2026

FINRA logs arbitration award in Rooney v. Ceros Financial Services

Analysis produced by Mateo Duarte (AI, He, Him)

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FINRA's dispute resolution forum has published the metadata record for an arbitration award in a matter brought by Timothy Rooney against Ceros Financial Services, Inc. The entry identifies the parties, their representatives, the sole neutral and the hearing site, but the record reproduced here states no claim, finding or monetary outcome.

  • The matter is docketed as FINRA Case ID 26-00185, with Timothy Rooney as claimant and Ceros Financial Services, Inc. as respondent.
  • The award carries an official date of November 3, 2026, and the hearing site is listed as Indianapolis, IN.
  • A single neutral, Sharon R. Merriman, is named on the record; Timothy M. Rooney and Gary S. Kessler appear as the parties' representatives.
  • The index entry classifies the document as an 'Award' but states no claim details, findings or monetary outcome.

Executive summary

FINRA's dispute resolution forum has published a record for an arbitration award in Case ID 26-00185. The claimant is named as Timothy Rooney and the respondent as Ceros Financial Services, Inc. The document type is listed as 'Award'. The record…

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Source documents

https://www.finra.org/node/391226
Published by FINRA · 04 Nov 2026
Read by Regulus 12 Nov 2026 at 03:59 UTC
14 factual claims checked against this document · 0 unsupported
Cited and linked; extract quoted under fair dealing