FINRA panel issues arbitration award in Avner Dei claim against Independent Financial Group
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FINRA has published award metadata for arbitration case 26-00376, brought by claimant Avner Dei against broker-dealer Independent Financial Group, LLC. A three-member panel heard the matter in New York and issued an award dated 30 October 2026. The published record identifies the parties, panel and hearing site but not the disposition or any monetary relief.
- FINRA case 26-00376 names Avner Dei as claimant and Independent Financial Group, LLC. as respondent.
- The matter was heard in New York before arbitrators Sandra J. Mullings, Daniel Louis Cevallos and Diane S Steiner.
- The official award date is 30 October 2026, and the full award is published as document 26-00376.pdf.
- The claimant represented himself; the respondent was represented by Gara M. Seagraves.
Executive summary
FINRA's dispute resolution forum has published award metadata for arbitration case 26-00376, brought by claimant Avner Dei against Independent Financial Group, LLC. The record lists the document type as an award, with the official award date recorded as 30 October…
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Source documents
https://www.finra.org/node/391166Read by Regulus 13 Nov 2026 at 04:02 UTC
13 factual claims checked against this document · 0 unsupported
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