FINRA arbitration record names Wells Fargo Clearing and broker in Wahl family claim
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FINRA has posted the award record for arbitration case 24-00270, a customer dispute heard in Boca Raton, Florida. The filing identifies the claimants, the respondents, the panel and the representatives. The extract available does not state the allegations, the relief sought or the panel's decision, so this is a record of the proceeding rather than its substance.
- The case, FINRA 24-00270, pits members of the Wahl family against James Paige and Wells Fargo Clearing Services, LLC.
- The arbitration was heard in Boca Raton, Florida, before a three-member panel of Smukler, Lamar and McClosky.
- The claimant group includes two IRA custodial accounts and two Wahl family revocable trusts alongside the individual claimants.
- The official award date is recorded as 30 October 2026, with Wayne H. Schwartz for claimants and Eric D. Martin for respondents.
Executive summary
FINRA's dispute resolution forum has published the award record for case 24-00270, a customer arbitration heard in Boca Raton, Florida. The claimants are Claudia Wahl, Jerry Wahl, Katelyn Wahl and Ryan Wahl, appearing individually and through related accounts: Claudia V.…
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Source documents
https://www.finra.org/node/391096Read by Regulus 13 Nov 2026 at 04:07 UTC
10 factual claims checked against this document · 0 unsupported
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