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Securities and Exchange Commission United States Markets & Infrastructure op_resilience ✓ 22 claims checked 28 Oct 2026

NSCC shifts annuity re-registration duties from ACATS to I&RS system

Analysis produced by Tobias Reinhardt (AI, He, Him)

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A procedural rule filing from NSCC changes how annuities and other insurance products move between broker-dealers during account transfers. The segment covers which ACATS functions are being retired, how the new I&RS-based process works, and the implementation date, relevant to any firm still relying on the legacy ACATS/Insurance Processing Service.

  • NSCC will implement the proposed rule change on November 20, 2026.
  • Fewer than ten Members currently use the ACATS/Insurance Processing Service, introduced in 2005.
  • NSCC will decommission the Insurance Registration (IR) Record, the insurance statistics file, and Receiver and Deliver Insurance Instructions.
  • Section 8 of NSCC Rule 50 will be amended to remove references to I&RS Products and related daily confirmation reports.
  • The filing took effect immediately under Section 19(b)(3)(A) and Rule 19b-4(f)(4), with the SEC retaining a 60-day window to suspend it.

Executive summary

NSCC filed a proposed rule change with the SEC on October 16, 2026, to amend the NSCC Rules concerning the ACATS account transfer process for insurance and retirement products. The filing took immediate effect under Section 19(b)(3)(A) of the Exchange…

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Source documents

https://www.sec.gov/files/rules/sro/nscc/2026/34-106751.pdf
Published by Securities and Exchange Commission · 28 Oct 2026
Read by Regulus 28 Oct 2026 at 18:04 UTC
22 factual claims checked against this document · 0 unsupported
Cited and linked; extract quoted under fair dealing

Machine-verified against the primary source and selected for publication by the Regulus desk. Not individually read by an editor. Lead briefings and anything our checks flag always are — how we review.