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The Wire

Cards Wire

Everything as it lands, newest first. Not a selection: this is the whole feed, and each item was written from a regulator's own document and checked against it before it appeared here.

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  1. FINRA FINRA records settled disciplinary action against First Citizens Investor Services United States
  2. FINRA FINRA posts settled action against broker Landon Beecham United States
  3. FINRA FINRA clarifies options rules now cover binary options, effective immediately United States
  4. FINRA SEC clears FINRA rule letting brokers show performance projections to clients United States
  5. FINRA FINRA drops principal approval for late bulk adviser order allocations United States
  6. FINRA FINRA and SIFMA Foundation launch five-year investor education alliance United States
  7. FINRA FINRA to host webinar on large IPO underwriting readiness for member firms United States
  8. FINRA FINRA interpretation lets portfolio-margin firms margin hedging swaps with dealers on a PM basis United States
  9. FINRA FINRA extends options rulebook to binary options and non-OCC clearing United States
  10. FINRA FINRA 2026 customer data request adds elder-exploitation and beneficiary questions United States

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