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The Wire

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Everything as it lands, newest first. Not a selection: this is the whole feed, and each item was written from a regulator's own document and checked against it before it appeared here.

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  1. SEC Press Releases SEC to host November 9 roundtable on machine-understandable data and Super Intelligence United States
  2. SEC Press Releases SEC and IOSCO regulators issue joint fraud bulletin for World Investor Week's tenth year United States
  3. SEC Press Releases SEC fines adviser Zoe Financial $450,000 over undisclosed referral conflict United States
  4. SEC Press Releases SEC proposes scrapping its pay-to-play rule for investment advisers United States
  5. SEC Press Releases SEC proposes to rescind Rule 14a-8 and modernise proxy solicitation process United States
  6. SEC Press Releases SEC charges New Jersey founder over alleged $16 million affinity Ponzi scheme United States
  7. SEC Press Releases SEC exempts broker-dealer and swap intermediary forms from Inline XBRL rules United States
  8. SEC Press Releases SEC grants five-year 'Innovation Exemption' for onchain trading of tokenized NMS stock United States
  9. SEC Press Releases SEC fines OTC Link $575,000 for nine years of Regulation SCI failures United States
  10. SEC Press Releases SEC proposes wider retail access to private markets, floats new accredited-investor paths United States
  11. SEC Press Releases SEC Division of Examinations publishes new exam handbook replacing prior brochure United States
  12. SEC Press Releases SEC proposes crypto custody framework for investment advisers and regulated funds United States
  13. SEC Press Releases SEC charges Florida adviser over $860,000 fraud targeting police and firefighters United States
  14. SEC Press Releases SEC charges four entities in $15 million WhatsApp investment-confidence fraud schemes United States
  15. SEC Press Releases SEC charges two over $8.7 million fraud scheme that targeted military veterans United States
  16. SEC Press Releases SEC charges Meyer Global Management and CEO over fraud in SpaceX pre-IPO funds United States

Showing the most recent 16. Filter by regulator, region or beat in the newsroom, or read the open metadata API.