Regulus — The global regulatory broadcast network

0:15

United States Federal Reserve Prudential & Capital ✓ 18 claims 28 Oct 2026

Fed holds rates at 3.75-4% as two members dissent for a hike

The Federal Open Market Committee left the federal funds target range at 3-3/4 to 4 percent on October 28, 2026, describing economic activity as expanding at a strong pace while inflation remains elevated. Two members dissented in favour of tightening. This item covers what the statement says, how the vote split, and what the hawkish dissent signals for the path ahead.

The FOMC maintained the federal funds target range at 3-3/4 to 4 percent on October 28, 2026.
The statement was approved by a 10-2 vote, with Lisa D. Cook and Beth M. Hammack dissenting in favour of a 1/4 percentage point increase.
The Committee said economic activity is expanding at a strong pace and that inflation remains elevated, reaffirming its 2 percent goal.
The Fed is continuing its policy of maintaining ample reserves in the banking system.

Source document

3:10

AFM Netherlands Source document ↗

European Union AFM Netherlands Markets & Infrastructure ✓ 13 claims 28 Oct 2026

AFM tells firms to start T+1 testing as EU rulebook is finalised

The AFM relays ESMA's message that the European regulatory framework for T+1 settlement is now complete and the burden has shifted to implementation. With roughly a year to go before the 11 October 2027 go-live, firms are urged to finish their preparations, test operational readiness across the chain, and meet the first binding obligations that take effect in December 2026.

The EU moves to T+1 settlement on 11 October 2027, settling trades one business day after the trade date instead of two.
ESMA regards the regulatory framework as complete following publication of the final technical standards and guidelines.
The first new obligations for transaction allocations and confirmations take effect on 7 December 2026.
ESMA urges firms to assess operational readiness and begin testing across the trading and settlement chain as soon as possible.
The change affects banks, investment funds, investment firms, pension providers and insurers.

Source document

play

Securities and Exchange Commission Source document ↗

United States Securities and Exchange Commission Markets & Infrastructure ✓ 22 claims 28 Oct 2026

NSCC shifts annuity re-registration duties from ACATS to I&RS system

A procedural rule filing from NSCC changes how annuities and other insurance products move between broker-dealers during account transfers. The segment covers which ACATS functions are being retired, how the new I&RS-based process works, and the implementation date, relevant to any firm still relying on the legacy ACATS/Insurance Processing Service.

NSCC will implement the proposed rule change on November 20, 2026.
Fewer than ten Members currently use the ACATS/Insurance Processing Service, introduced in 2005.
NSCC will decommission the Insurance Registration (IR) Record, the insurance statistics file, and Receiver and Deliver Insurance Instructions.
Section 8 of NSCC Rule 50 will be amended to remove references to I&RS Products and related daily confirmation reports.
The filing took effect immediately under Section 19(b)(3)(A) and Rule 19b-4(f)(4), with the SEC retaining a 60-day window to suspend it.

Source document

play

CFTC — Commodity Futures Trading Commission Source document ↗

United States CFTC — Commodity Futures Trading Commission Markets & Infrastructure ✓ 12 claims 28 Oct 2026

CFTC sets December 15 roundtable on 24/7 derivatives trading

The CFTC has announced a public roundtable to discuss whether and how derivatives markets should move toward continuous trading. The session follows an earlier request for comment and will bring industry participants together to address infrastructure, staffing and market integrity questions before any rule changes are considered.

The CFTC will host the roundtable on December 15 at its Washington, D.C. headquarters.
The event builds on a Request for Comment on 24/7 trading that the CFTC issued earlier in the summer.
Topics will include overnight trading, tokenization, infrastructure and staffing needs, and operational readiness.
The roundtable will be open to the public and livestreamed on CFTC.gov, though in-person attendance may be limited.
Members of the public can submit speaker nominations by email, with agenda and registration details to follow.

Source document

0:15

SFC Hong Kong Source document ↗

SFC Hong Kong Markets & Infrastructure ✓ 21 claims 28 Oct 2026

SFC launches 15-day fast-track authorisation for funds from MRF jurisdictions

Hong Kong's SFC has created a new accelerated authorisation route for simple retail funds domiciled in jurisdictions with which it holds mutual recognition arrangements. This circular sets out which funds qualify, the compressed timeline, and the pilot period during which the SFC will decide whether to make it permanent.

FASTrack targets authorisation within 15 business days of a complete application, against the standard one-to-two month and non-standard two-to-three month targets.
The SFC will take up or refuse an application within five business days and, if taken up, grant authorisation within 10 further business days.
Eligible funds must be equity, bond or mixed funds, index-tracking ETFs or unlisted funds, or feeder funds whose master fund is FASTrack-eligible, and must not be complex products.
The management company must be located in an MRF jurisdiction or an SFC-acceptable inspection regime (AIR) jurisdiction with good regulatory records.
FASTrack took effect on 4 November 2024 with a six-month pilot period ending 4 May 2025, after which the SFC will consider formal adoption.

Source document

3:17

SFC Hong Kong Source document ↗

SFC Hong Kong Markets & Infrastructure ✓ 14 claims 28 Oct 2026

SFC sets October 2027 deadline for fund liquidity tool overhaul

The SFC has issued guidance supplementing its 2016 liquidity circular, requiring managers of SFC-authorised funds to align redemption terms with asset liquidity and expand use of anti-dilution tools. The circular operationalises 2025 IOSCO recommendations and gives managers until October 2027 to comply.

Funds investing mainly in less liquid assets, meaning more than 50% of AUM, and offering daily dealing must implement anti-dilution tools.
Funds allocating more than 30% of AUM to illiquid assets should redeem at lower than daily frequency and/or require notice or settlement periods.
Managers must immediately report to the SFC when quantitative-based liquidity tools or other measures, except borrowing and credit facilities, are activated.
Compliance deadline is no later than 31 October 2027, the end of the 12-month transitional period from the UT Code's effective date.
Managers must classify fund assets as liquid, less liquid or illiquid based on quantitative and qualitative factors under normal and stressed conditions.

Source document

3:17

SFC Hong Kong Source document ↗

SFC Hong Kong Markets & Infrastructure ✓ 24 claims 28 Oct 2026

SFC issues implementation guidance for revised fund code ahead of 2026 deadline

Hong Kong's SFC has published a package of circulars, FAQs and revised guides to help fund managers prepare for the revised Code on Unit Trusts and Mutual Funds, which takes effect 1 November 2026. The material covers derivatives exposure, liquidity risk management and money market fund disclosure, and is relevant to anyone managing or distributing SFC-authorised retail funds.

The revised UT Code was gazetted on 16 October 2026 and takes effect on 1 November 2026, following consultation conclusions issued 7 October 2026.
Funds will be subject to a 12-month transitional period, with new FAQs setting out implementation and transitional arrangements.
A revised derivatives guide introduces a Value-at-Risk approach, including calculation methodology and standards for managing funds' derivatives exposure.
A supplemental circular on liquidity risk management sets out enhanced requirements for assessing asset and portfolio liquidity, redemption terms, and the design and use of liquidity risk management tools.
Updated money market fund guidance sets minimum credit quality standards for eligible high-quality instruments and enhanced key facts statement disclosure for MMFs offering a constant NAV.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 14 claims 28 Oct 2026

MEMX aligns erroneous-trade rules with new overnight LULD price bands

This filing covers MEMX's proposed amendment to Rule 11.15 on clearly erroneous executions, prompted by the SEC's approval of Overnight Price Bands for round-the-clock trading. Compliance and trading operations staff at member firms should review the mechanics, since the change alters when a trade can be broken during overnight hours and takes effect alongside industry-wide 23/5 trading.

MEMX filed the proposal on October 19, 2026 under File No. SR-MEMX-2026-33, effective immediately under Section 19(b)(3)(A)(iii).
The SEC approved Overnight Price Bands via Amendment 27 to the LULD Plan on August 5, 2026 (Release No. 106042).
The rule reverses changes MEMX made in its September 2026 23/5 Filing (SR-MEMX-2026-28) to Rule 11.15(c)(2)(A)-(D), (d)(3), and (f).
Overnight Protected Hours are defined as 9:00 p.m. ET through 4:00 a.m. ET, with separate Overnight Percentage Parameters applying to that window.
The change becomes operative at the start of industry-wide 23/5 trading, scheduled for December 6, 2026, with comments due by November 18, 2026.

Source document

3:10

Alliance for Financial Inclusion Source document ↗

Global Alliance for Financial Inclusion Sustainability ✓ 20 claims 28 Oct 2026

AFI presents inclusive green finance work at EIB central bank workshop

A short dispatch on a peer-learning event rather than a rulemaking. It covers what the Alliance for Financial Inclusion told an EIB workshop about how member central banks are folding climate risk and green finance into their mandates, and flags a new voluntary framework, the Port Moresby Compact, that sits behind the remarks.

AFI's Johanan Nyman addressed the European Investment Bank's peer learning workshop for central banks in Luxembourg on 27 October 2026.
The workshop brings together senior central bank representatives from Africa, Southeast Asia, Eastern Europe, the Caucasus and the Western Balkans.
The Central Bank of Egypt presented sustainable finance guidelines, mandatory reporting requirements, and environmental and social risk management frameworks.
AFI has launched the Port Moresby Compact on Inclusive Green Finance, a voluntary, non-binding framework endorsed by AFI members and partners.
The event was supported by Germany's BMUKN, Luxembourg's MECB, the European Commission, the NDC Partnership, the Climate Bonds Initiative and the NGFS.

Source document

3:10

Department for Business and Trade — export control Source document ↗

United Kingdom Department for Business and Trade — export control Governance & Accountability ✓ 14 claims 28 Oct 2026

UK updates voluntary code for executive search firms on board diversity

This briefing covers a minor but notable update to the UK's voluntary code of conduct for executive search firms, which governs how search firms run board-level hiring processes. The code underpins gender diversity targets on UK boards and has just been amended twice in under a year.

The code of conduct was last amended on 28 October 2026 to remove 'FTSE' from references to the Women Business Leaders Review.
A 5 January 2026 update revised the introduction, provisions 1, 2 and 5, and the 'embedding and developing the code' section.
The code has set a longlist target of 40% since an update made on 16 March 2021.
Around 100 executive search firms have signed the code, which the department says cover the vast majority of UK board work.
The code originates from the 2011 Davies Review and was last substantively republished on 15 November 2017.

Source document

0:15

HKMA — Hong Kong Monetary Authority Source document ↗

HKMA — Hong Kong Monetary Authority Sustainability ✓ 21 claims 28 Oct 2026

HKMA finalises bank transition planning guidelines, expands green taxonomy to Phase 2B

Deputy Chief Executive Arthur Yuen used the One Earth Summit 2026 to set out where Hong Kong's sustainable finance framework now stands. Two things have moved: the bank transition planning guidelines are finalised, and the Phase 2B taxonomy prototype adds adaptation measures tailored to local physical risk. Disclosure requirements for the banking sector remain in development. Worth a few minutes for anyone mapping Hong Kong's climate supervisory stack.

The transition planning guidelines for banks have just been finalised, intended to help banks manage climate-related risks and support clients' transition.
The Phase 2B taxonomy prototype contains 39 mitigation activities and 28 adaptation measures, including battery manufacture and recycling and the manufacture of low-carbon technologies.
The HKMA is developing climate disclosure requirements for the banking sector, which are not yet in force.
Since 2019, nearly HK$280 billion of government green bonds have been issued, with proceeds allocated to over 110 government green projects.
The taxonomy is among the first in the region to include a climate change adaptation objective, with standards for flooding, storm damage and shoreline protection in Hong Kong.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 20 claims 28 Oct 2026

DOJ reports 712 defendants charged in elder fraud cases targeting older Americans

The Justice Department's Civil Division has delivered its eighth annual report to Congress on elder fraud and abuse, covering the year to 30 June 2026. For compliance and financial crime leads at banks and payment firms, the figures map where elder financial exploitation is concentrating, how much of it crosses borders, and the scale of the victim population the government is now tracking.

The report covers the period from July 1, 2025 through June 30, 2026 and is the Department's eighth annual report to Congress on elder fraud and abuse.
Cases named 712 defendants charged with stealing or alleged to have stolen $4,841,305,931 from 711,353 victims.
Approximately 96% of the nearly 350 enforcement actions were criminal and 45% involved international schemes.
Victims of Crime Act funded organizations allocated $52 million to elder abuse victim services during the period.
The Department ran nearly 1,200 awareness and training events reaching over 62 million Americans and supported the Never Ever Campaign reaching over 95 million individuals.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Prudential & Capital ✓ 13 claims 28 Oct 2026

UMB to buy El Dorado Savings Bank for $506 million in cash and stock

Two bank acquisitions were announced this week, both reported by ABA Banking Journal's M&A newsbytes feed. The deals involve a large acquirer buying a community bank in California and a regional bank buying a smaller holding company in Tennessee, each pending regulatory approval and expected closing.

UMB Financial, a $70.8 billion-asset bank, will pay $506 million in cash and stock for the $2.4 billion-asset El Dorado Savings Bank.
The UMB-El Dorado deal is expected to close in the first quarter.
Renasant, a $27.5 billion-asset bank, will pay $106.3 million in stock for Commercial Holding, parent of the $1.1 billion-asset Commercial Bank & Trust.
Commercial Holding's investors will receive a $35.7 million special dividend prior to the deal closing.

Source document

3:22

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Financial Crime ✓ 11 claims 28 Oct 2026

21 state attorneys general sue FinCEN to restore beneficial ownership reporting

A coalition of 21 Democratic state attorneys general is challenging the rollback of beneficial ownership reporting under the Corporate Transparency Act. The suit asks a federal court in Oregon to vacate FinCEN's August rule, halt the planned deletion of data already filed, and force the agency to resume collection. For compliance teams, it reopens a question many treated as settled.

Twenty-one Democratic state attorneys general filed suit in Oregon to reverse FinCEN's rollback of beneficial ownership reporting.
In August, FinCEN finalized a rule removing the BOI reporting requirement for US companies and persons under the Corporate Transparency Act.
FinCEN also announced plans to delete previously reported information from the BOI database.
The lawsuit asks the court to vacate the rule, retain previously reported BOI, and order the agency to resume collection.
The plaintiffs argue the rule exempts all domestic companies, over 99.9% of the entities originally required to report, and amounts to repealing the act by rulemaking.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 19 claims 28 Oct 2026

SEC approves OCC overhaul of membership, risk and suspension rules

The SEC has approved a sweeping rule change filed by the Options Clearing Corporation covering clearing membership admission, ongoing standards, disciplinary proceedings and suspension rules. Compliance and risk teams at clearing members should understand the new physical office, capital, reporting and disciplinary provisions before they take effect.

OCC's Risk Committee may now delegate authority to approve or deny clearing membership applications to designated delegates or agents, removing the need to wait for quarterly Risk Committee meetings.
Proposed Rule 201(b) requires clearing member applicants to maintain at least one year of operating history in the same or substantially same business activity, or senior personnel with sufficient relevant experience.
Proposed Rule 204(g) and Rule 302(b) require applicants and clearing members to maintain physical office space unless OCC determines a remote model does not pose heightened risk, with on-site visits permitted on no more than 24 hours' notice.
Proposed amendments require notice of Statutory Disqualification or formal regulatory investigation within two business days, and amend Rule 301(b) to let OCC set discretionary minimum capital levels above current requirements.
Proposed Rule 1201(a) adds fines to OCC's available sanctions and sets out examples of sanctionable conduct, including providing false financial information or a pattern of regulatory infractions.

Source document

0:15

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Governance & Accountability ✓ 17 claims 28 Oct 2026

ABA's new chair Cathy Owen names digital assets, fraud and cyber as 2026-27 priorities

The American Bankers Association profiles Cathy Owen, its 2026-27 chair and head of Arkansas-based Eagle Bank & Trust. Beyond the personal narrative, the piece sets out the three issues she intends to drive during her term: navigating the digital asset marketplace, and combating fraud and cybersecurity threats. For compliance leaders, it signals where the industry's largest trade body will focus its advocacy.

Cathy Owen becomes ABA chair for 2026-27, serving as executive chair of Eagle Bank & Trust and chair and CEO of its holding company.
She names digital assets as a top priority, citing goals to protect the marketplace, stay regulatorily compliant, grow thoughtfully and modernise.
Fraud and cybersecurity are also on her agenda, with an emphasis on protecting both banks and their customers.
Eagle Bank & Trust holds more than $500 million in assets and closed nearly 2,000 mortgage loans last year, all sold into the secondary market with servicing released.
Owen was the first female chair of the Arkansas Bankers Association and chaired the board that hired its first female president and CEO.

Source document

0:15

HM Treasury Consultations Source document ↗

United Kingdom HM Treasury Consultations Governance & Accountability ✓ 15 claims 28 Oct 2026

HM Treasury consults on corporate tax simplification to support investment

HM Treasury has opened a short consultation on simplifying the UK Corporate Tax system to improve certainty and support business investment, growth and competitiveness. It identifies areas where stakeholders have raised concerns about complexity and administrative burden and asks for input before detailed proposals are developed. Responses close on 21 November 2026, and the government says it will spend the following year prioritising and testing options.

The consultation was published by HM Treasury on 28 October 2026 and closes at 11:59pm on 21 November 2026.
It explores targeted simplification of the Corporate Tax system to support investment, growth and competitiveness.
The document identifies areas where stakeholders have raised concerns about complexity, uncertainty and administrative burdens.
The government says it will work with stakeholders over the next year to prioritise and test options before developing detailed proposals for the highest-priority areas.
Responses can be submitted by email to ct.simplification@hmrc.gov.uk.

Source document

3:14

FCDO — sanctions announcements Source document ↗

United Kingdom FCDO — sanctions announcements Governance & Accountability ✓ 12 claims 28 Oct 2026

HMRC to require VAT and PAYE Direct Debit mandates from April 2029

HMRC has published its response to a 2026 consultation on requiring VAT and PAYE payments by Direct Debit. This briefing covers the final policy decision, the new implementation date, and the flexibility businesses retain to use alternative payment methods.

The consultation on requiring VAT and PAYE payments by Direct Debit ran from 9:30am on 23 June 2026 to 11:59pm on 16 August 2026.
HMRC published a summary of responses and its final policy outcome on 28 October 2026.
Businesses will be required to have a Direct Debit mandate in place by April 2029.
Businesses will retain flexibility to pay VAT and PAYE by another method before the payment due date, even once a mandate is in place.

Source document

3:14

HM Treasury Consultations Source document ↗

United Kingdom HM Treasury Consultations Governance & Accountability ✓ 14 claims 28 Oct 2026

HM Treasury reports back on business rates reform to lift investment

HM Treasury has published its summary of responses to the Business Rates and Investment Call for Evidence, part of its multi-year Transforming Business Rates programme. The exercise tested whether moving to a marginal tax rate and reforming the receipts and expenditure valuation method would ease barriers to capital investment. This item covers what was consulted on and where reform now sits.

The Business Rates and Investment Call for Evidence ran from 1pm on 26 November 2025 to 11:55pm on 18 February 2026, with a summary of responses added on 28 October 2026.
The government committed to explore moving to a marginal tax rate, where successive bands are taxed at increasing rates, following the Transforming Business Rates Interim Report.
Ratepayers with large capital expenditure raised concerns about the impact of the receipts and expenditure (R&E) valuation methodology on investment decisions.
The exercise also sought views on Small Business Rates Relief, Improvement Relief, Empty Property Relief, pre-list discussions and transparency.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Governance & Accountability ✓ 16 claims 28 Oct 2026

Public support for CEO activism on social issues continues to slip, surveys show

A review of two new surveys on corporate and CEO activism, published in ABA Banking Journal, tracks shifting public attitudes toward companies speaking out on social and political issues. For bank leadership and communications teams, the data bears on reputational risk management around public statements.

Approximately 55% of Americans believe CEOs should be outspoken on issues, down from 65% in 2018, per Stanford/Hoover research.
The Bentley-Gallup survey found the share believing businesses should be more vocal on controversial issues ticked down to 47% in 2026.
76% of Americans said they would be less likely to purchase from a company whose CEO spoke out on a disagreeable issue, up 14 percentage points from 2018.
62% of respondents could name a product or service they use less because of disagreement with a CEO's public stance, versus 40% who use one more for that reason.
Issues with lowest public support for business statements were religion (16%), abortion (22%), political endorsements (23%) and international conflicts (33%).

Source document

0:15

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Digital Assets ✓ 10 claims 28 Oct 2026

ABA sets strategy to help banks navigate tokenized money

This item covers remarks by ABA President and CEO Rob Nichols opening the 2026 ABA Annual Convention, in which he outlined the association's plan to support member banks on tokenized money. Compliance and digital asset teams at smaller banks should note the resource gap Nichols flagged and what ABA is offering to close it.

ABA President and CEO Rob Nichols outlined the strategy in remarks opening the 2026 ABA Annual Convention in Salt Lake City.
ABA will serve as the banking industry's "on-ramp," positioning itself as a primary source of education, guidance and practical support on tokenized money.
ABA will also act as a "trusted convener," bringing industry participants together and advocating for fair, equitable access to tokenized money infrastructure.
Nichols said many banks lack the resources, expertise or market visibility available to larger institutions when it comes to tokenized money.
Further information is being made available at aba.com/TokenizedMoney.

Source document

play

Federal Register — Industry and Security Bureau Source document ↗

United States Federal Register — Industry and Security Bureau Financial Crime ✓ 15 claims 28 Oct 2026

BIS renews export denial order against Mahan Airways for another year

This Federal Register order renews a long-running temporary denial order (TDO) that strips Mahan Airways and several affiliated individuals and companies of U.S. export privileges. It covers the procedural history and factual basis BIS relies on to extend the order, relevant to compliance teams screening counterparties and aircraft transactions involving Iran-linked carriers.

The original temporary denial order against Mahan Airways was signed on March 17, 2008 and took effect upon Federal Register publication on March 21, 2008.
BIS's Office of Export Enforcement submitted a written renewal request on September 8, 2026, more than 20 days before the TDO's scheduled expiration, as required by 15 CFR 766.24(d)(1).
The renewal continues denial of export privileges for twelve named respondents including Mahan Airways, Al Naser Airlines, Kerman Aviation, Sirjanco Trading LLC and Issam Shammout.
No opposition to the renewal request was received, and no appeal has been filed against any of the related-person determinations made in six prior renewal or modification orders.
BIS based the renewal on evidence including unauthorized re-export of U.S.-origin Boeing 747 and Airbus aircraft, procurement of U.S.-origin engines, and transport of controlled aircraft parts to Iran.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Markets & Infrastructure ✓ 11 claims 28 Oct 2026

ABA backs Nacha proposal to formally define 'banking day' in ACH rules

Nacha has proposed writing a formal definition of 'banking day' into its operating rules, replacing reliance on whether a bank is physically open. ABA's comment letter backs the change, arguing it modernizes how settlement timing is measured across the ACH Network. Relevant for payments and operations teams tracking ACH rule changes.

Nacha proposed defining 'banking day' as a calendar day other than a Saturday, Sunday or federal banking holiday in the United States.
The proposal would replace references to 'date' with 'banking day' in the definition of 'settlement date'.
The term 'business day' would be eliminated from that section of Nacha's rules.
ABA submitted a letter urging Nacha to adopt the proposal, citing greater certainty, consistency and operational fairness.
Current practice relies on an understanding that 'banking day' means Monday through Friday excluding federal holidays, according to Nacha.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Governance & Accountability ✓ 11 claims 28 Oct 2026

Outgoing ABA chairman urges bankers to advocate, innovate and partner

A short recap of the American Bankers Association's outgoing chairman's farewell speech, summarising a year of association priorities including bank regulation, digital assets, fraud and AI. Useful for tracking the trade group's stated advocacy agenda heading into the next leadership term.

Kenneth Kelly, chairman and CEO of First Independence Bank in Detroit, delivered his final speech as ABA chairman on October 26, 2026.
Kelly cited ABA-led efforts including a push to right-size bank regulation and advocacy for digital asset rules that maintain a level playing field between banks and crypto companies.
He also highlighted ABA's work helping banks fight fraud, plus initiatives around artificial intelligence and workforce development.
Kelly closed by urging bankers to 'advocate, innovate, and partner' in the months ahead.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Markets & Infrastructure ✓ 18 claims 28 Oct 2026

Eighth Circuit strikes down Fed's debit card interchange fee cap

A federal appeals court has struck down the Federal Reserve's 15-year-old Regulation II, which capped debit card interchange fees. This affects how banks with over $10 billion in assets calculate swipe fees, and the Fed must now rewrite the rule. Compliance and payments teams should track the Fed's response.

The Eighth U.S. Circuit Court of Appeals struck down the Fed's Regulation II debit card interchange fee structure, adopted in 2011.
The ruling upholds a lower court decision from August 2025 in which Judge Daniel Traynor found the Durbin Amendment bars the Fed from considering costs beyond incremental authorization, clearance or settlement.
Under the current rule, institutions with more than $10 billion in assets can collect 21 cents per debit transaction plus 0.05% of the transaction amount and an additional cent for fraud prevention.
The court ordered the Fed to rewrite the rule because it improperly allowed banks to include costs such as fraud prevention in swipe fee calculations.
A separate federal appellate court is considering similar questions in the Linney's Pizza case, where the district court upheld the Fed's rule.

Source document

0:15

Federal Register — SEC Source document ↗

United States Federal Register — SEC Governance & Accountability ✓ 15 claims 28 Oct 2026

SEC notices Nilsine Partners co-investment exemptive order application

A routine but consequential SEC notice covers an exemptive application from Nilsine Partners NP1X Fund and affiliates seeking permission to co-invest alongside related entities, relief otherwise barred under the Investment Company Act's affiliate transaction rules. Fund counsel and compliance teams tracking co-investment structures should note the filing timeline and the narrow hearing window before the order can be granted.

The application was filed on February 18, 2026 and amended on July 15, 2026 and September 14, 2026.
Applicants seek relief under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 to permit co-investment transactions otherwise barred by sections 17(d) and 57(a)(4).
Hearing requests must be received by the Commission by 5:30 p.m. Eastern time on November 16, 2026, accompanied by proof of service on applicants.
An order granting the requested relief will be issued unless the Commission orders a hearing, meaning no hearing request results in automatic approval.
The full representations, legal analysis and conditions appear only in the applicants' second amended application dated September 14, 2026, available via EDGAR.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Governance & Accountability ✓ 10 claims 28 Oct 2026

SEC schedules closed meeting on enforcement and litigation matters for October 29

A routine Sunshine Act notice confirms the SEC will hold a closed meeting on October 29, 2026, covering enforcement and litigation matters. The notice itself carries no policy content, but it signals the categories of action the Commission is actively working through this week.

The SEC's closed meeting is scheduled for 2:00 p.m. on Thursday, October 29, 2026, at Commission headquarters or remotely.
The General Counsel certified exemptions under 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) permit closing the meeting.
Matters to be considered include institution and settlement of injunctive actions and administrative proceedings.
The agenda also covers resolution of litigation claims and other examination and enforcement proceedings.
The notice warns that scheduling changes may occur and will be posted on the SEC's website.

Source document

0:15

Federal Register — FDIC Source document ↗

United States Federal Register — FDIC Governance & Accountability ✓ 21 claims 28 Oct 2026

FDIC seeks comment on 2027 unbanked household survey questionnaire

A routine Paperwork Reduction Act notice covers the FDIC's tenth biennial Household Survey, which measures unbanked and underbanked rates nationwide. Compliance teams tracking financial inclusion data, CRA strategy or consumer access initiatives should note the comment window and the chance to influence survey content before the 2027 fielding.

Comments on the proposed 2027 survey instrument must be submitted to the FDIC by December 28, 2026.
The survey is estimated to cover 40,000 respondents at an average of 9 minutes per response, totaling 6,000 annual burden hours.
The 2027 Household Survey will be conducted as a supplement to the Census Bureau's June 2027 Current Population Survey.
The survey fulfils a mandate under section 7 of the Federal Deposit Insurance Reform Conforming Amendments Act of 2005 (Pub. L. 109-173) to study unbanked households.
The survey has been administered every other year since January 2009 and is the only population-representative survey providing state-level unbanked estimates for all 50 states and DC.

Source document

0:15

Federal Register — Treasury Source document ↗

United States Federal Register — Treasury Financial Crime ✓ 14 claims 28 Oct 2026

Treasury proposes rule to expand outbound investment screening under COINS Act

Treasury has issued a proposed rule implementing Subtitle C of the newly enacted COINS Act, which gives statutory footing to the Outbound Investment Security Program first created by executive order in 2023. The rule rewrites the existing framework, adds new covered technologies and countries, and creates a new Part 851 while leaving Part 850 in force for past conduct.

Written comments on the proposed rule must be received by December 7, 2026.
The rule adds two new covered technology sectors: high-performance computing/supercomputing and hypersonic systems.
Countries of concern expand beyond the PRC, Hong Kong and Macau to include Cuba, Iran, North Korea, Russia and Venezuela under Nicolás Maduro Moros.
A new §851.104(c) knowledge-standard factor will consider whether a U.S. person appropriately weighed information Treasury provided before a transaction.
Treasury reports receiving approximately 100 notifications under the existing program in the roughly 21 months since it took effect on January 2, 2025.

Source document

0:15

Banco de la República Source document ↗

Colombia Banco de la República Prudential & Capital ✓ 14 claims 27 Oct 2026

Banco de la República raises policy rate 25bps to 12.25%

Colombia's central bank published its latest monetary policy decision alongside minutes and routine financial disclosures. The rate move is the substantive item on an otherwise administrative page listing surveys, reports and branch service notices.

The Board of Directors decided by majority vote to raise the policy interest rate by 25 basis points to 12.25%.
The new rate took effect on October 1, 2026, following a press release published September 30, 2026.
Minutes of the rate-setting meeting were published October 5, 2026.
The bank's July 2026 Monetary Policy Report was published August 4, 2026.
A further policy rate meeting is scheduled for October 30, 2026, preceded by a media blackout period from October 24 to 30.

Source document

0:15

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom AI, Technology & Data ✓ 16 claims 27 Oct 2026

Fannie Mae sets 36-hour cyber reporting window, renames AI 'super intelligence'

Fannie Mae has revised its artificial intelligence and cybersecurity requirements through Supplemental Bulletin 26-01, which becomes effective on Jan 18. The update introduces a 36-hour incident reporting window, new controls for what it now calls 'super intelligence' systems, and a reshaped set of business continuity obligations. It matters to any lender or servicer that does business with the GSE and manages third-party technology risk.

Supplemental Bulletin 26-01 becomes effective on Jan 18 and renames all AI references to 'SI', for super intelligence, per the Trump administration's preference.
Companies must report cybersecurity incidents to Fannie Mae within a 36-hour window, including event date, actions taken and whether operations were suspended.
New SI requirements cover risk assessments, data governance standards, model training and testing controls, and monitoring for security risk.
Unlike Freddie Mac, Fannie Mae does not require an indemnification agreement, but the bulletin makes companies responsible for third-party vendor compliance.
The update removes the annual threat risk assessment, the fourth-party vendor contingency requirement and the obligation to formally socialise continuity plans with leadership.

Source document

0:15

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 19 claims 27 Oct 2026

Gainesville DME owner convicted in $8.6M Medicare orthotic brace fraud scheme

A federal jury in the Middle District of Florida has convicted the owner of a durable medical equipment company over an $8.6 million Medicare fraud built on forged and purchased prescriptions for orthotic braces. The case shows how telemarketing lead-buying, kickbacks and billing for unwanted devices combine into a chargeable scheme, and where DOJ's reconstituted Fraud Division is now focusing.

A federal jury in the Middle District of Florida convicted Sophie Dufort, 57, in a scheme causing over $8.6 million in fraudulent Medicare claims for orthotic braces.
Dufort was convicted of conspiracy to commit health care fraud and wire fraud, two counts of health care fraud, one count of conspiracy to defraud the United States and pay illegal kickbacks, and one count of offering and paying illegal kickbacks.
The prescriptions were bought from marketing firms that used high-pressure telemarketing or stole physician credentials to create forged prescriptions without any patient evaluation.
Dufort faces a maximum of 20 years for the fraud conspiracy, 10 years for each fraud and kickback count, and 5 years for the conspiracy to defraud the United States, with sentencing set for January 2027.
The case was investigated by HHS-OIG and the FBI and prosecuted under the Justice Department's National Fraud Enforcement Division and its Health Care Fraud Strike Force Program.

Source document

0:15

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 18 claims 27 Oct 2026

NYSE moves to overhaul clearly erroneous trade rule and raise multi-stock threshold

The SEC has put out for comment a NYSE proposal to rewrite Rule 7.10 on clearly erroneous executions. The filing reorganises the rule into definitions, availability and procedures, raises the multi-stock event threshold, removes multi-day event provisions and codifies cross-market coordination. For anyone trading NYSE-listed names, it changes when a trade can be broken and who can trigger review.

NYSE filed the proposal on October 8, 2026 and the SEC published notice in the Federal Register on October 23, 2026 to solicit comments.
The multi-stock event definition would rise to 50 or more securities executed within five minutes, up from 20 in the current rule, a threshold NYSE says has not been updated since 2010.
Rule 7.10 would be reorganised into three paragraphs: (a) Definitions, (b) Availability of Clearly Erroneous Review structured as numbered Cases 1 to 5, and (c) Procedures.
A new cross-market coordination provision would codify the Exchange's practice of coordinating with other SROs, and current paragraph (b)(2) on routed executions would be deleted.
Several deadlines would move to 8:30 a.m. Eastern Time on the following trading day in light of T+1 settlement, and CEE Panel member representatives would be cut to 5 from 10.

Source document

0:15

FINRA Source document ↗

United States FINRA Governance & Accountability ✓ 10 claims 27 Oct 2026

FINRA to host webinar on large IPO underwriting readiness for member firms

FINRA is running a short webinar aimed at member firms that underwrite, or plan to underwrite, large IPOs on a firm commitment basis. The session is for compliance, capital planning and operations staff who need a structured checklist before taking on or scaling an underwriting business line.

The webinar is scheduled for Thursday, Nov. 5, from 2 to 2:30 p.m. ET.
FINRA lists six topic areas including capital planning and subordinated loans, and funding, liquidity and reserve computations.
The session targets firms already engaged in, or considering, firm commitment underwritings.
Registrants must complete a sign-up form and may need to look up their firm's CRD number via BrokerCheck.

Source document

0:15

Singapore Police Force Source document ↗

Singapore Police Force Financial Crime ✓ 14 claims 27 Oct 2026

Singapore Police arrest three in transnational card-fraud syndicate case

The Singapore Police Force arrested three men it believes are members of a transnational scam syndicate that used stolen card details to make high-value retail purchases. The case shows how payment-fraud rings exploit mobile wallets and retail points of sale, and how merchant vigilance and camera networks closed the loop before two members could leave the country.

The three men used stolen debit and credit card details via a mobile wallet to buy graphics cards and other IT components across Singapore.
A 36-year-old was detained on 26 October after store staff on Rochor Canal Road grew suspicious when he returned about an hour later to buy over $4,000 of IT components.
Two accomplices aged 25 and 27 were arrested on 27 October in the transit area of Changi Airport before they could leave Singapore.
All three will be charged on 28 October 2026 under Section 420 read with Section 109 of the Penal Code 1871, carrying up to ten years' imprisonment and a fine.

Source document

0:15

CFTC — Commodity Futures Trading Commission Source document ↗

United States CFTC — Commodity Futures Trading Commission Markets & Infrastructure ✓ 13 claims 27 Oct 2026

CFTC chairman Selig headlines agricultural futures conference in Kansas

A CFTC press release recaps the two-day AgCon 2026 conference co-hosted with Kansas State University, where Chairman Michael Selig and industry, government and academic speakers discussed agricultural risk management alongside emerging derivatives market topics. Useful for tracking where the Commission's attention is turning, even though no rules or proposals were announced.

The CFTC and Kansas State University's Risk Management Center co-hosted the two-day AgCon 2026 conference in Overland Park, Kansas, the prior week.
Chairman Michael S. Selig delivered opening and closing remarks and held a fireside chat with Futures Industry Association President and CEO Walt Lukken.
Panels covered perpetual futures, 24/7 trading and tokenized collateral alongside traditional agricultural hedging and credit access topics.
USDA Deputy Secretary Stephen Vaden gave a first-day keynote and Senator Roger Marshall of Kansas opened the second day with remarks on agricultural policy.
Separate sessions examined agricultural prediction markets, event contracts, and clearing, market access and the role of intermediaries.

Source document

0:15

Federal Register — SEC Source document ↗

United States Federal Register — SEC Governance & Accountability ✓ 20 claims 27 Oct 2026

Texas Stock Exchange sets $325,000 entry fee for new corporate listings

Texas Stock Exchange has filed a new fee schedule with the SEC covering entry fees, application fees and annual listing charges for corporate issuers. The filing took immediate effect under the Exchange Act's expedited process. Listings counsel and issuers evaluating TXSE should understand the fee mechanics, exemptions and how they compare to incumbent exchanges.

Operating companies pay a one-time Entry Fee of $325,000 on the date of listing, while SPACs pay a flat $80,000 Entry Fee.
Companies transferring a listing from another national securities exchange are exempt from both the Entry Fee and the Initial Application Fee.
The primary-listing annual fee equals the greater of a minimum fee or shares outstanding multiplied by $0.001250 per share, subject to a $250,000 maximum, with a $70,000 minimum for common shares.
Companies with Dually-Listed Securities pay a flat Company-wide All-Inclusive Annual Fee of $600,000, prorated in the year the dual listing becomes effective.
The rule took effect immediately under Section 19(b)(3)(A) and Rule 19b-4(f)(2), with comments due on or before November 13, 2026.

Source document

0:15

Securities and Exchange Commission Source document ↗

United States Securities and Exchange Commission Markets & Infrastructure ✓ 15 claims 27 Oct 2026

NYSE American raises ByRDs market-cap listing bar from $40bn to $290bn

NYSE American has filed an immediately effective rule change altering how its Binary Return Derivatives (ByRDs) settle and which underlying stocks qualify for listing. The filing touches settlement methodology, listing thresholds, market maker quoting duties and order-protection checks, with implications for any firm trading or market-making these binary options products.

The settlement price for expiring ByRDs options will now be the underlying security's Closing Price as reported by the primary listing market, replacing the current all-day composite VWAP.
The minimum market capitalization requirement for individual-stock ByRDs listings rises from $40 billion to $290 billion under amended Rule 915ByRDs, Commentary .01.
A new initial and continued listing standard requires an average daily trading value in the primary listing market's closing auction of at least $10 million over the prior six months.
The exchange is eliminating its settlement-price rounding practice, so Finish High ByRDs pay $100 if the underlying closes at or above the strike price and Finish Low ByRDs pay $100 if it closes below the strike.
Market makers appointed to a ByRDs contract will no longer be required to enter continuous quotations unless they affirmatively choose to participate in that series.

Source document

0:15

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 22 claims 27 Oct 2026

DOJ strikes first 'near miss' NPA under corporate enforcement policy over Russia sales

The National Security Division has resolved its first 'near miss' non-prosecution agreement under the 2026 Corporate Enforcement and Voluntary Self-Disclosure Policy. Extreme Networks avoided prosecution despite disclosing only under threat of a news report, because it cooperated fully and remediated. The case shows how the Policy treats disclosures that fall short of 'timely' but still earn credit, and what penalty level that produces.

Extreme Networks agreed to pay criminal penalties totaling $975,721.84, comprising $487,860.92 in forfeiture and a $487,860.92 criminal fine.
This is the Department's first 'near miss' non-prosecution agreement under the 2026 Corporate Enforcement and Voluntary Self-Disclosure Policy.
The disclosure was deemed untimely because it came under imminent threat of disclosure by a news publication, but cooperation and remediation still earned NPA treatment.
Between March 2018 and March 2022, the company's Russia subsidiary filled 11 purchase orders for MMZA, a producer of S-300 and S-400 systems owned by SDN-listed Almaz Antey.
Remediation included terminating the third-party distributor, improving screening, hiring compliance staff and adding M&A diligence procedures; a parallel OFAC action will also be resolved.

Source document

0:15

SEC Speeches and Statements Source document ↗

United States SEC Speeches and Statements Markets & Infrastructure ✓ 19 claims 27 Oct 2026

Atkins directs SEC staff to redraw gun-jumping rules in IPO overhaul

SEC Chairman Paul Atkins used remarks to the Small Business Capital Formation Advisory Committee to set out where his IPO Modernization initiative is heading next: a staff review of the Securities Act gun-jumping prohibitions, the first comprehensive look at the Commission's communication rules since 2005. He also flagged pending work on accredited-investor qualification and Regulation Crowdfunding reform.

Atkins has directed SEC staff to explore re-evaluating content and audience limits on offering communications and brighter lines on when a communication is an 'offer'.
Staff are also to consider cure provisions to reduce 'foot fault' gun-jumping violations by issuers.
The Commission has not completed a comprehensive review of its communication rules since 2005.
Last month the Commission issued notices of potential additional accredited-investor designations, including qualification by passing a FINRA-developed exam.
More than 9,800 Regulation Crowdfunding offerings have raised an average of $364,000 over the last decade, and Atkins has asked staff to evaluate amendments to the rules.

Source document

0:15

CISA Advisories Source document ↗

United States CISA Advisories Governance & Accountability ✓ 18 claims 27 Oct 2026

CISA warns of critical EPICS Base flaw enabling remote code execution

CISA has published an ICS advisory covering four vulnerabilities in EPICS Base, open-source control system software used across the critical manufacturing sector worldwide. One flaw carries a critical CVSS score with potential for remote code execution. This briefing sets out the affected versions, the fixes available, and CISA's recommended interim mitigations for operators who cannot patch immediately.

EPICS Base release 7.0.10 and earlier is affected by four vulnerabilities: CVE-2026-114595, CVE-2026-114596, CVE-2026-114597 and CVE-2026-114598.
CVE-2026-114595 carries a CVSS v3.1 base score of 9.8 (critical) and could permit remote code execution via an integer overflow in network request processing.
The EPICS Community has published remediations on GitHub and affected users should update to the 7.0.11 release.
CISA states no known public exploitation specifically targeting these vulnerabilities has been reported to date.
The vulnerabilities were reported to CISA by Shubham Raj of Cipher / Causal Security and affect the critical manufacturing sector worldwide.

Source document

0:15

CFTC — Commodity Futures Trading Commission Source document ↗

United States CFTC — Commodity Futures Trading Commission Markets & Infrastructure ✓ 13 claims 27 Oct 2026

CFTC sues Utah to block state enforcement against prediction markets

The CFTC has gone to court against Utah over the state's attempt to shut down CFTC-registered prediction markets. The dispute turns on federal preemption and the Commission's claim to exclusive jurisdiction over event contracts. This item matters to any venue listing event contracts and to firms tracking where the state-federal line on prediction markets is being drawn.

The CFTC filed a lawsuit against Utah to stop the state using its own laws to shut down CFTC-registered contract markets.
The suit follows Utah's civil enforcement actions in state court against CFTC-regulated markets and other businesses.
The Commission asserts exclusive federal jurisdiction over commodity derivatives and prediction markets under congressional preemption.
The CFTC says it has initiated legal proceedings against nine other states and filed briefs in four federal courts of appeal and one state supreme court.

Source document

0:15

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom AI, Technology & Data ✓ 18 claims 27 Oct 2026

ABA survey finds most U.S. consumers wary of letting AI agents move their money

The American Bankers Association released Morning Consult polling at its 2026 Annual Convention gauging consumer attitudes to agentic AI in banking and to pending digital asset legislation. The numbers arrive as banks weigh how to handle AI agents seeking account access, and as Congress revisits the stalled Clarity Act. For compliance and policy teams, it signals where the ABA will press lawmakers and supervisors next.

The survey reports 79% of adults say consumers should not be required to share online banking usernames and passwords with an AI tool, and 80% think a bank should be able to tell whether it is dealing with a customer or the customer's AI agent.
Seventy-seven percent are concerned about giving an AI tool permission to move money or make payments, and only 27% say they are likely to use an AI agent to autonomously manage cash balances in the next 12 months.
Nineteen percent say an AI agent has already asked them for login credentials or card numbers, and 74% say they care whether the business handling their finances is held to the same legal requirements as a bank.
On digital assets, consumers by a five-to-one margin (66% vs 14%) want Congress to be cautious, and 61% support prohibiting crypto firms from offering interest-like rewards on stablecoins if they could draw deposits from local banks.
Consumer digital asset adoption remains low in the survey: 17% currently own digital assets, 30% have ever owned them, and 59% say they are not relevant to daily financial life.

Source document

0:15

ISDA Source document ↗

Global ISDA Digital Assets ✓ 11 claims 27 Oct 2026

ISDA publishes whitepaper on accounting treatment for tokenized collateral

ISDA has released a whitepaper addressing how firms should account for tokenized collateral used in derivatives and securities financing transactions. The paper covers both traditional OTC and cleared structures and newer DLT-enabled arrangements, giving compliance and accounting teams an early reference point as tokenized collateral use grows.

ISDA's whitepaper analyzes gross versus net balance sheet presentation considerations under both IFRS and US GAAP.
The analysis covers tokenized representations of money market funds, government securities and other high-quality liquid assets used as collateral.
The paper addresses traditional bilateral OTC and centrally cleared structures as well as emerging DLT-enabled structures.
ISDA states the analysis focuses on individual product types, derivatives and SFTs, and does not address cross-product netting arrangements.

Source document

0:15

FINRA Source document ↗

United States FINRA Markets & Infrastructure ✓ 16 claims 27 Oct 2026

FINRA interpretation lets portfolio-margin firms margin hedging swaps with dealers on a PM basis

FINRA has added an interpretation to Rule 4240, its margin regime for security-based swaps carried by members that are not registered SBS dealers. Published October 27, 2026, it narrows one computation: how a portfolio-margin-approved firm sets initial margin on an Uncleared Basic SBS entered with a dealer counterparty to hedge its own commercial risk. The change is technical but affects capital and collateral for firms running SBS books under portfolio margin.

The interpretation, dated October 27, 2026, sits under Rule 4240(b)(2)(A)(ii), which governs the Initial Margin Requirement on an Uncleared Basic SBS by reference to Rule 4210 margin on the Equivalent Margin Account.
It applies only where the member is approved to offer portfolio margin and the counterparty is a registered security-based swap dealer under Exchange Act section 15F.
The swap must be entered to hedge or mitigate the member's commercial risk as defined in SEA Rule 3a67-4.
The portfolio-margin treatment is available only if expressly permitted under the member's written risk analysis methodology submitted to FINRA under Rule 4210(g).
Rule 4240 itself does not apply to members registered as security-based swap dealers, which instead comply with SEA Rule 18a-3.

Source document

0:15

BIS Press Releases Source document ↗

Global BIS Press Releases Markets & Infrastructure ✓ 14 claims 27 Oct 2026

BIS flags fast-growing AI infrastructure debt and its spillover risk to bond markets

The BIS has published a short bulletin on how the buildout of AI infrastructure is being financed and what it could mean for wider credit markets. It describes the structures moving this debt, the double role banks play, and why spillovers to US Treasury and investment-grade markets have stayed contained for now. Compliance and risk readers at lending and investing institutions should know what the BIS is watching.

AI infrastructure capex is growing fast, with a rising share financed through long-term debt and complex off-balance sheet arrangements.
Off-balance sheet commitments from a few large firms help transform the credit rating of the debt and draw in institutional capital.
Banks often lend both to the financing vehicles and to the investors holding the debt, creating a double exposure.
Spillovers to US Treasury and investment-grade bond markets on AI-financing news days in 2026 were small and short-lived.
The authors warn that sustained issuance at the current pace could change the spillover picture.

Source document

0:15

ASEANAPOL Source document ↗

ASEANAPOL Financial Crime ✓ 15 claims 27 Oct 2026

ASEANAPOL presents 6P anti-scam framework at inaugural IICA forum in Incheon

At the 1st Annual Forum of the International Investigative Cooperation Alliance in Incheon, the ASEANAPOL Secretariat moderated a session on Anti-Scam Centres and presented its regional response to transnational scam crime. The segment covers what ASEANAPOL put on the table, who else was in the room, and what the shared operational message means for institutions exposed to cross-border fraud flows.

ASEANAPOL presented its 6P Framework covering Policy, People, Platform, Procedure, Partners and Progress at the IICA Forum on 22 October 2026 in Incheon.
Three regional initiatives were highlighted: ASCOT, Study Visits to Anti-Scam Centres in Thailand, Malaysia and Singapore, and the eADSAI AI-enabled database system under development.
The Singapore Police Force emphasised the role of Anti-Scam Centres in rapidly freezing and recovering victims' funds.
UNODC, KNPA and INTERPOL each stressed international cooperation, multi-agency coordination and cross-border information sharing to counter transnational scam networks.

Source document

0:15

US Federal Trade Commission — press releases Source document ↗

United States US Federal Trade Commission — press releases Governance & Accountability ✓ 15 claims 27 Oct 2026

PlayPower abandons bid for rival Burke after FTC merger lawsuit

The FTC's Bureau of Competition confirms PlayPower and owner Platinum Equity have dropped their proposed acquisition of BCI Burke, a week after the agency and a dozen states sued to block it. This brief statement sets out the FTC's view of market concentration and the deal's effect on school, church and municipal playground buyers.

PlayPower and Platinum Equity abandoned the proposed acquisition of BCI Burke after the FTC and a dozen states sued to block the merger.
The FTC says the top five manufacturers of commercial outdoor playground equipment, including PlayPower and Burke, control 85%-90% of the market.
The proposed merger would have cut the number of major competitors from five to four.
The deal would have given PlayPower's owners control over more than 30% of the relevant market.
The FTC describes this as the latest in a series of acquisitions by PlayPower.

Source document

0:15

ASEANAPOL Source document ↗

Global ASEANAPOL Financial Crime ✓ 11 claims 27 Oct 2026

ASEANAPOL welcomes new international resolution against scam crime

A short readout from the ASEANAPOL Secretariat on remarks delivered at the closing of the first Annual Forum of the International Investigative Cooperation Alliance in Incheon, where a resolution on cross-border scam crime cooperation was signed. Useful for tracking how regional policing bodies are formalising anti-scam coordination.

The IICA Resolution was adopted and signed at the closing ceremony of the 1st Annual Forum in Incheon on 23 October 2026.
The resolution sets out a framework for continued international cooperation against transnational scam crime.
ASEANAPOL referenced three named cooperation channels with Korea: the Breaking Chains initiatives, Study Visits to Anti-Scam Centres in Thailand, Malaysia and Singapore, and the KARE Project.
The Executive Director emphasised turning commitments into results through timely information sharing, coordinated operations and stronger partnerships.

Source document

play

ASEANAPOL Source document ↗

Global ASEANAPOL Financial Crime ✓ 12 claims 27 Oct 2026

ASEANAPOL takes four member states to Korea's national counter-scam bureau

ASEANAPOL has started building operational ties between Southeast Asian police forces and South Korea's dedicated anti-scam agency. For compliance leads tracking transnational fraud enforcement, this short study visit signals where cross-border police cooperation on scams is heading, and which four jurisdictions are moving first.

Police delegations from Brunei Darussalam, Malaysia, Singapore and Thailand visited Korea's National Counter Scam Bureau on 23 October 2026.
The visit ran on the sidelines of the first Annual Forum of the International Investigative Cooperation Alliance (IICA) in Seoul.
Participants received an operational briefing and a tour, covering Korea's approaches to combating transnational scam crime.
The Secretariat framed the exchange as a foundation for a future formal study visit involving all ASEANAPOL member countries.
The Royal Thai Police Liaison Officer to the Korean National Police Agency coordinated local transport and hospitality.

Source document

Regulatory news and audio briefings from financial regulators worldwide — financial crime, AML, sanctions, fraud, digital assets and compliance

Regulatory heat map

Latest briefings