Regulus — The global regulatory broadcast network

play

Hong Kong BIS Press Releases Sustainability ✓ 14 claims 26 Oct 2026

HKMA deputy chief flags Hong Kong taxonomy consultation aimed at SME transition finance

A welcome speech by HKMA Deputy Chief Executive Darryl Chan at a CASI Sustainability Forum sets out three strands of Hong Kong policy aimed at making sustainable finance more accessible to small and medium enterprises. Compliance and sustainable finance teams tracking Hong Kong taxonomy developments or green bond grant schemes should note the consultation timeline referenced here.

The HKMA opened a public consultation on Phase 2B of the Hong Kong Taxonomy this week, covering transition activities such as iron and steel and adaptation measures such as battery storage and sustainable fuels.
The HKMA earlier this year expanded its grant scheme that subsidises green and sustainable debt issuances to also cover advisory services for developing sustainable finance frameworks and transition plans.
A steering group of Hong Kong financial regulators has developed a free online greenhouse gas emissions calculator that lets companies estimate their carbon footprint from energy and water bills, and is adding Southeast Asian emission factors.
Hong Kong arranged around 40% of Asia's international green and sustainable bonds in 2025, according to the speech.
SMEs account for roughly two-thirds of employment and nearly 40% of economic output across Asia, the speech cites from the ADB Asia Small and Medium-Sized Enterprise Monitor 2025.

Source document

play

BIS Press Releases Source document ↗

Global BIS Press Releases Markets & Infrastructure ✓ 20 claims 26 Oct 2026

BIS research finds loose financial conditions amplify gold's safe-haven rally

This BIS working paper examines why gold has rallied even as the usual link between geopolitical risk and tighter financial conditions has weakened since 2024. For compliance and treasury functions tracking safe-haven flows, the paper offers a data-driven explanation rooted in investors' capacity to rebalance rather than simple risk aversion.

BIS Working Paper 1380, authored by Rafael Guerra and Gabriel Zelpo, was published 6 October 2026.
The study uses monthly data spanning 1990 to 2026 to measure gold's response to geopolitical shocks under varying financial conditions.
Geopolitical risk historically correlates with tighter financial conditions, but the paper finds this relationship weakened between 2024 and 2026.
The research finds stronger support for a credit and liquidity risk channel than for an opportunity cost channel in explaining gold's safe-haven response.
The largest impact on gold returns occurs when loose financial conditions coincide with geopolitical escalation, as observed during 2024-26.

Source document

0:15

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Governance & Accountability ✓ 12 claims 26 Oct 2026

ABA podcast: how bankers can proactively manage core technology providers

The ABA Banking Journal Podcast features Steve Lewis, president and CEO of Thomaston Savings Bank and a member of ABA's Core Platforms Committee, on managing relationships with core technology providers. For compliance and operations leaders responsible for vendor oversight, it is a short, practical account of where a bank retains leverage even against a provider with significant market power.

Steve Lewis recommends that bankers review and reconcile bills from their core providers.
He advises monitoring for service-level agreements with the core provider.
He recommends meeting regularly at executive level with the core provider to understand its strategic roadmap and how it corresponds to the bank's own roadmap.
Lewis says technology is not the strategy and that banks should define what they want to deliver to clients before integrating the technology to do it.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Digital Assets ✓ 16 claims 26 Oct 2026

ABA economists warn yield-only view of deposits understates their bundled value

The American Bankers Association's Office of the Chief Economist makes the funding-stability case against competing for deposits on yield alone. The essay matters because it frames how the ABA will argue to policymakers as stablecoins, crypto platforms and AI agents lower switching costs and reduce deposits to a single comparable number: the interest rate.

The essay argues a bank deposit is a bundled service contract combining interest with payments access, deposit insurance, fraud monitoring, dispute resolution and guaranteed par convertibility, not a pure yield product.
It states stablecoin products do not provide the same combination of federal deposit insurance, supervision, customer protection and credit intermediation as an insured deposit, and that higher crypto yields may reflect higher risk.
The authors warn that raising deposit rates to compete solely on yield could raise the cost of credit, reduce credit supply and, per empirical research cited, materially raise default probabilities during stress.
It cautions that AI agents optimized for yield may treat deposits, stablecoins and other cash-like instruments as interchangeable despite differing protections and functions.
The essay says deposits migrating to stablecoins would be invested primarily in short-dated Treasury bills, removing funds from direct support of bank lending.

Source document

play

Federal Register — CFTC Source document ↗

United States Federal Register — CFTC Markets & Infrastructure ✓ 20 claims 26 Oct 2026

CFTC keeps swap data reporting burden estimate despite data accuracy challenge

A routine Paperwork Reduction Act notice turns substantive: two commenters challenged whether swap data reported under CFTC part 45 is even truthful, and whether the Commission's burden estimates hold up. The CFTC rejected both without changing its numbers. This is a quick read for anyone whose firm reports under 3038-0096.

Comments on the renewed collection must be submitted to OIRA by November 5, 2026.
The Commission estimates 1,732 respondents with an average of 839 burden hours each, totalling 1,452,730 annual burden hours as stated in the notice.
Two commenters during the prior 60-day review period challenged the accuracy of reported swap data and the Commission's cost estimates, but the CFTC found neither provided supporting evidence.
The collection applies to swap dealers, major swap participants, SEFs, DCMs, DCOs and non-SD/MSP/DCO counterparties under part 45, adopted in 2012 and amended by final rule in 2020.
The Commission states there are no capital costs or operating and maintenance costs associated with this collection.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Governance & Accountability ✓ 15 claims 26 Oct 2026

NYSE moves to scrap 'approved person' category, align with FINRA definition

NYSE filed a rule change with the SEC on September 18, 2026 eliminating its longstanding approved person registration category and replacing it with an associated person definition modelled on FINRA Rule 1011(b). The filing matters to member organizations and control persons whose Form BD-based disclosures will now substitute for a separate Exchange-specific registration track.

NYSE filed SR-NYSE-2026-47 with the SEC on September 18, 2026, published for comment on October 1, 2026 as release 34-106566.
The filing deletes the 'approved person' category from Rule 2(c) and Rule 304 and replaces it with a new 'associated person' definition based on FINRA Rule 1011(b).
NYSE states control relationships formerly tracked via approved person registration are already disclosed through Schedules A and B of Form BD in the CRD system.
A new Supplementary Material .30 would define 'Control Persons' as both direct and indirect owners identified on Schedules A and B of Form BD.
Conforming changes replace 'approved person' and related employee references with 'associated person' in Rule 2A and in Rules 5.2, 8.204(f)(2), 8.300(e)(2), 8.400(e)(2) and 8.700.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 17 claims 26 Oct 2026

SEC opens disapproval review of NYSE American FLEX equity option plan

NYSE American filed to extend cash settlement, currently available for ETF FLEX equity options, to as many as 50 non-ETF FLEX equity options, and to change how qualifying securities are selected. The SEC has instituted proceedings under Section 19(b)(2)(B) to decide whether to approve or disapprove the change, and is asking for further comment before acting.

NYSE American filed the proposal on June 29, 2026, and it was published for comment on July 7, 2026.
The change would permit cash settlement for up to 50 non-ETF FLEX Equity Options under Rule 903G.
Selection of qualifying securities would shift to highest average daily notional value instead of highest average daily share volume.
The SEC must decide whether the proposal is consistent with Section 6(b)(5) of the Exchange Act.
Written comments are due by October 27, 2026, and rebuttal comments by November 10, 2026.

Source document

play

BIS Press Releases Source document ↗

European Union BIS Press Releases Sustainability ✓ 11 claims 26 Oct 2026

ECB's Elderson says summer 2026 heat exposed Europe's climate vulnerability

A keynote speech by Frank Elderson, ECB Executive Board member and Vice-Chair of the Supervisory Board, delivered at the Green Swan 2026 Conference in Manila, frames the summer of 2026 as evidence that climate and nature risks are now a present economic reality for Europe rather than a future scenario.

The speech was delivered by Frank Elderson, ECB Executive Board member and Vice-Chair of the Supervisory Board, on 19 October 2026 at the Green Swan 2026 Conference in Manila.
Summer 2026 is described as the warmest summer ever recorded in Western Europe, with severe droughts, wildfires and water scarcity.
Water levels in major European rivers fell to exceptionally low levels, affecting transport, industry and energy production.
Europe is stated to be warming faster than any other continent, at more than twice the global average.
Tens of thousands of excess deaths linked to extreme heat were recorded during the summer months.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 12 claims 26 Oct 2026

DOJ indicts CJNG regional commander on cocaine, meth trafficking and firearm charges

A grand jury in the District of Columbia has indicted a man described as a regional commander of the Cartel de Jalisco Nueva Generacion, a group the State Department designated a foreign terrorist organization in February 2025. The case, brought under the Homeland Security Task Force initiative, illustrates how US prosecutors are now charging cartel leadership structures rather than only couriers or distributors.

A federal grand jury in the District of Columbia indicted Ivan Cazarin Molina, 42, on Oct. 22, 2026.
DOJ alleges he was a regional commander for CJNG in Veracruz, Mexico, known as "Tanque."
The charged conspiracy covers cocaine and methamphetamine distribution for importation into the US from 2005 through 2025.
If convicted, he faces a minimum of 40 years and a maximum of two consecutive life prison terms.
He was arrested by Mexican law enforcement on Oct. 5, 2026, in Jalisco, Mexico.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Governance & Accountability ✓ 15 claims 26 Oct 2026

DOJ opens Second Amendment probe into firearm permitting in two Connecticut cities

The Justice Department has opened a civil rights investigation into firearm permitting practices in Middletown and Waterbury, Connecticut, citing possible unreasonable delays in processing concealed carry permits. The inquiry invokes the Supreme Court's Bruen decision and signals continued federal scrutiny of local permitting systems under the Second Amendment.

The Justice Department opened an investigation on October 22, 2026 into the Middletown and Waterbury, Connecticut police departments' firearm permitting systems.
The investigation will examine whether the departments unnecessarily delay issuance of concealed carry permits to residents.
The announcement cites the Supreme Court's 2022 ruling in New York State Rifle and Pistol Association v. Bruen regarding lengthy wait times in license processing.
The Civil Rights Division's Second Amendment Section is handling the inquiry and accepts complaints via an online portal at justice.gov/crt/second-amendment-section.
Assistant Attorney General Harmeet K. Dhillon of the Civil Rights Division issued a statement on the investigation's announcement.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Digital Assets ✓ 19 claims 26 Oct 2026

ABA to livestream parts of 2026 annual convention from Salt Lake City

The American Bankers Association is livestreaming selected general sessions from its 2026 Annual Convention, running Oct. 26-27 in Salt Lake City. Compliance and policy teams tracking the association's stance on tokenized deposits, bank hiring data, the 2027 economic outlook and fraud prevention may want the schedule rather than the recap.

ABA will livestream portions of its 2026 Annual Convention general sessions on Monday, Oct. 26 and Tuesday, Oct. 27, in Salt Lake City via its X handle @ABABankers.
Monday's 10:25-11:05 a.m. block covers ABA's approach to tokenized money, the BankChain Alliance's tokenized deposits work, and The Clearing House CEO David Watson on lessons from real-time payments.
Tuesday's annual business meeting at 10-10:15 a.m. will elect the 2026-2027 officers and board, followed by incoming chair Cathy Owen's address.
U.S. Bank chief economist Beth Ann Bovino will discuss the 2027 economic outlook, including inflation, interest rates, labor markets and the AI investment boom, from 10:30-11 a.m. Tuesday.
The closing Tuesday session, 11-11:30 a.m., pairs ABA's Paul Benda with Google's Keerat Sharma on combating online scams, fraudulent advertising and bank impersonation.

Source document

0:15

European Commission Digital Strategy Source document ↗

European Union European Commission Digital Strategy Governance & Accountability ✓ 11 claims 26 Oct 2026

Commission accepts Temu's action plan over DSA illegal-goods breach

The European Commission has signed off on Temu's remedial plan for breaching the Digital Services Act's risk assessment obligations. This briefing sets out the five measures Temu must implement, the interim assessment deadline, and the enforcement history behind the fine, for compliance teams tracking DSA very large online platform supervision.

Temu's action plan contains five measures to remedy its breach of the DSA's risk assessment obligations.
The breach was established in a non-compliance decision issued by the Commission in May 2026, carrying a €200 million fine.
Temu must conduct an interim risk assessment covering a six-month period, to be completed within four months, running until 30 November 2026.
The plan requires Temu to analyse whether its recommender systems amplify the spread of illegal goods.
Temu must also examine intentional manipulation by sellers exploiting platform features to spread potentially illegal listings.

Source document

0:15

UK Competition and Markets Authority Source document ↗

United Kingdom UK Competition and Markets Authority Conduct & Consumer ✓ 17 claims 26 Oct 2026

CMA consults on user choice rules for Google search under digital markets regime

The CMA has run a short consultation on a reworked user choice conduct requirement for Google's general search services, the latest step in the strategic market status regime opened in October 2025. The page confirms the consultation window, lists the responses received and identifies the two underlying documents. For search rivals, publishers and AI firms, this sets the shape of how Google must present consumer choices.

The CMA consulted on an updated user choice conduct requirement for Google's general search services from 10am on 23 September 2026 to 5pm on 9 October 2026.
Google was designated in October 2025 as having strategic market status in general search and search advertising, together termed general search services.
The proposal develops a choice architecture requirement first consulted on within a wider conduct requirement package on 28 January 2026.
Supporting material comprises a 72-page consultation document and 57 pages of user research on choice screens in search.
Responses published on 26 October 2026 came from search rivals, publishers and AI firms including DuckDuckGo, Microsoft, Mozilla, OpenAI, Samsung and Which?, with remaining responses still being processed.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Markets & Infrastructure ✓ 13 claims 26 Oct 2026

ABA DataBank reports home purchase cancellations near record highs

The ABA's DataBank item records that home purchase cancellations are running near record highs. The note appears on the ABA Banking Journal newsroom alongside a cluster of federal housing actions and rate data, giving mortgage lenders and economists a snapshot of deteriorating conditions in the single-family purchase market.

The ABA DataBank note, dated October 23, 2026, reports that home purchase cancellations are near record highs.
The item is tagged to affordable housing and carries no cancellation figures in its published text.
Separately on the same newsroom, the 15-year fixed-rate mortgage declined to 6.68% from 6.71% the prior week, after seven weeks of gains.
A Treasury proposed rule would bar investors controlling at least 350 homes from single-family housing, with penalties from $1 million to three times the purchase price.

Source document

0:15

FCA Source document ↗

United Kingdom FCA Conduct & Consumer ✓ 19 claims 26 Oct 2026

Adviser Chandler King enters creditors' voluntary liquidation after FOS complaints

This item covers the collapse of Chandler King (City) Limited, an FCA-authorised financial adviser, into creditors' voluntary liquidation. It sets out what triggered the failure, who now administers client claims, and how the FSCS compensation scheme applies. Relevant for firms monitoring adviser-sector insolvencies and FOS complaint patterns on suitability.

Chandler King (City) Limited entered creditors' voluntary liquidation on 17 September 2026.
Grace Jones and Karyn Jones of Parker Andrews were appointed as joint liquidators.
On 28 April 2026 the firm agreed a voluntary requirement with the FCA restricting its activities.
The Financial Ombudsman Service upheld complaints that the firm gave unsuitable investment advice without adequately explaining risks.
Eligible clients can claim up to £85,000 from the FSCS for custody assets and client money shortfalls.

Source document

play

FCA Source document ↗

United Kingdom FCA Financial Crime ✓ 17 claims 26 Oct 2026

FCA says defence SMEs face banking friction and delay, not exclusion

The FCA has published findings on whether small defence-sector businesses can access everyday banking services. The piece matters to compliance teams at banks and other firms serving this sector because it sets out the regulator's read on where risk-based onboarding is falling short, without creating new rules.

The FCA engaged with firms and found they can and do serve defence SMEs, with some investing in specialist teams and governance processes.
The regulator identified friction and delay, including long onboarding processes and repeated requests for information, rather than widespread exclusion.
The FCA states there is no regulatory barrier preventing firms from supporting lawful defence businesses, and firms retain their own commercial risk appetite.
Many firms told the FCA they lack a clear picture of their defence customers or the outcomes those customers experience through the firm's processes.
The work introduces no new rules or requirements but reinforces that firms should take risk-based, proportionate decisions on individual customers, including SMEs.

Source document

3:19

European Central Bank Source document ↗

European Union European Central Bank Markets & Infrastructure ✓ 20 claims 26 Oct 2026

Euro area firms report wider bank loan financing gap in Q3 2026 SAFE

The ECB's quarterly SAFE survey tracks how euro area firms, mostly SMEs, experience bank lending conditions. This round shows rates and collateral terms tightening further while loan availability fell faster than financing needs. A large sample composition change means the usual price and inflation expectation readings need caution this quarter.

A net 46% of firms reported higher bank loan interest rates in Q3 2026, up from 42% in Q2, with large firms reporting increases more often (net 55%) than SMEs (net 38%).
Bank loan availability declined by a net 5% in Q3 2026, compared with a net 1% decline in Q2, while financing needs fell by only a net 2%.
The resulting bank loan financing gap indicator stood at a net 2%, versus a net 3% in the previous quarter, meaning availability contracted faster than demand.
Collateral requirements tightened to a net 14%, up from 10% in the prior round, even as other financing cost increases (fees, charges, commissions) eased to a net 27% from 31%.
The survey sample changed substantially this round, with first-time respondents forming the majority of 12,822 enterprises surveyed, complicating interpretation of selling price and inflation expectation data.

Source document

0:15

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 25 claims 26 Oct 2026

IEX tightens options risk control settings before Oct 2 launch of IEX Options

Days before IEX begins trading options, the exchange filed changes to three calibration variables in the risk control that lets market makers cancel or reprice quotes ahead of adverse moves in the underlying. The filing took effect immediately. We cover what moved, why IEX says the settings are more conservative, and the narrow window the SEC has to intervene.

The Delta Bound Band changes from an initial value of 0-1 to a proposed 0.30-1.00, the Quote Instability Threshold from 0.1% to 0.5%, and implied volatility calculation frequency from each half hour to each one minute.
The changes amend Supplementary Materials .04 and .05 to IEX Rule 23.150(h) and sit within ranges the Commission previously approved.
The filing became effective immediately under Rule 19b-4(f)(1) as an interpretation of an existing rule, requiring no prior SEC approval.
IEX Options is scheduled to begin trading on October 2, 2026, and IEX will issue a Trading Alert on effectiveness.
Written comments were neither solicited nor received; the SEC may summarily suspend the change within 60 days of filing, and comments are due by October 27, 2026.

Source document

play

FCA Publications Source document ↗

United Kingdom FCA Publications Conduct & Consumer ✓ 19 claims 26 Oct 2026

FCA finds friction, not exclusion, in banks' treatment of defence SMEs

The FCA has published findings from a discovery exercise into how defence sector SMEs experience banking services. The review covers retail banks, building societies and some e-money firms, and sets out expectations on risk categorisation, reputational considerations and management information, without creating new rules.

The review applies to retail banks, building societies and some payment and electronic money institutions.
SMEs are defined as businesses with fewer than 250 employees and turnover not exceeding £44 million or balance sheet total not exceeding £38 million.
The FCA has written to firms that provide banking services to SMEs to share these findings and set out its expectations.
Firms should expect this publication to be treated as point-in-time and can consider it retired by December 2028 if not removed sooner.
The FCA states it will monitor firm responses through supervision and intervene where necessary.

Source document

3:15

Bank of England Publications Source document ↗

United Kingdom Bank of England Publications AI, Technology & Data ✓ 27 claims 26 Oct 2026

Third parties now run most high-materiality AI in UK finance, BoE and FCA find

The Bank of England and FCA have published the fourth edition of their AI survey, covering 196 UK financial services firms. It maps how far adoption has run since 2024, the shift to generative AI and agents, and where supervisory concern is concentrating: third-party dependency, provider concentration and the gap between pre and post-deployment controls.

86% of respondents reported using AI, up from 75% in 2024, and generative AI accounted for 56% of all reported AI systems.
Third-party implementations made up 39% of reported AI systems and 53% of high-materiality systems, up from 35% in 2024.
The three largest cloud and compute providers accounted for 79% of reported relationships, yet only 35% of high-criticality, hard-to-substitute cloud relationships had tested exit plans.
80% of respondents had AI agents deployed, almost all for decision support, with only 2% reporting agents with broad autonomy.
88% of respondents assessed evolving frontier AI cyber capabilities over the next two years as having a moderate or high impact on their firm's risk profile.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 17 claims 26 Oct 2026

SEC overrules own staff, approves OCC clearing fund shift Fidelity opposed

The SEC has issued a de novo order on OCC's proposal to reweight how Clearing Members fund the mutualized Clearing Fund, shifting the formula toward stress-loss shortfall rather than open interest. Fidelity petitioned against the staff-level approval, arguing it disadvantages agency brokers. This covers the Commission's reasoning for overriding that objection and approving the change.

OCC filed the proposed rule change SR-OCC-2025-018 with the SEC on September 26, 2025.
The new weighting scheme is 70% shortfall, 15% margin and 15% volume, replacing 70% total risk, 15% open interest and 15% volume.
OCC's lookback period for allocation-related measures moves from one month to three months of data.
New Rule 1003(c) gives OCC sole discretion to hold Clearing Fund allocation weights constant month-over-month during volatile conditions.
For the top 15 Clearing Fund allocations in June 2026, nine members would have seen increases of +8.69% to +104.78% and six would have seen decreases of -4.79% to -39.97% under the proposal.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Markets & Infrastructure ✓ 12 claims 26 Oct 2026

SEC acknowledges ICE Futures U.S. notice of national exchange registration

A short Federal Register notice confirms the SEC's receipt of a Form 1-N from ICE Futures U.S., the mechanism by which a CFTC-designated contract market registers as a national securities exchange solely for security futures trading. It matters chiefly as a procedural marker for firms tracking venue status and registration effective dates under Exchange Act Section 6(g).

ICE Futures U.S., Inc. filed a Form 1-N with the SEC on September 30, 2026.
The Commission acknowledged receipt of the Form 1-N under Exchange Act Section 6(g)(3) in Release No. 34-106567, File No. 10-256, dated October 1, 2026.
Under Section 6(g)(2)(B) of the Exchange Act, registration as a national securities exchange becomes effective contemporaneously with the written notice's submission.
The Division of Trading and Markets examines the Form 1-N under Rule 202.3(b)(3) to determine whether all necessary information and required documents have been properly furnished.
Copies of the Form 1-N and all exhibits are available on the SEC's website.

Source document

0:15

FMA Austria Source document ↗

FMA Austria Governance & Accountability ✓ 17 claims 26 Oct 2026

FMA holds 17th supervisory conference as Ettl departs for IMF post

The FMA's annual supervisory conference brought together European regulators, central bankers and industry leaders in Vienna to discuss banking union completion, market fragmentation and digital transformation. The event also marks the final appearance of long-serving Executive Director Helmut Ettl before he departs for the IMF, with Oliver Schütz named as his successor.

The conference convened around 700 participants at the Vienna Congress and Convention Center on 6 October 2026.
Keynote speakers included State Secretary Barbara Eibinger-Miedl, EBA Chairperson François-Louis Michaud and OeNB Governor Martin Kocher.
Helmut Ettl will stand down as FMA Executive Director after over 18 years to become an IMF Executive Director in Washington DC on 1 November 2026.
Oliver Schütz, currently FMA Managing Director for Banking Resolution, has been appointed to succeed Ettl.
Discussion topics included completion of the Banking Union, the Savings and Investments Union, and the impact of AI on the financial sector.

Source document

play

European Central Bank Source document ↗

European Union European Central Bank Governance & Accountability ✓ 15 claims 26 Oct 2026

ECB's Lane says rising long-term yields will weigh on rate decisions

An interview with ECB Executive Board member Philip Lane covers how the central bank is weighing the Middle East energy shock, rising global long-term yields and AI-driven investment against its 2% inflation target. For compliance and treasury teams tracking euro area rate signals, it offers direct commentary on what factors are shaping upcoming decisions.

Lane says the ECB has not yet seen very strong second-round effects from higher energy prices following the Middle East conflict.
He identifies AI-driven investment in the United States, financed by long-term debt issuance, as a key factor behind rising global long-term yields.
Lane notes the Next Generation EU programme ends this year, meaning fiscal support available in 2026 will differ in 2027 and 2028.
He states Italy recorded an inflation reading of 4.1 per cent, cited by the interviewer as a trigger for debate over EU budget flexibility.
September ECB projections show Italian wages running ahead of inflation in 2027 and 2028, per Lane.

Source document

play

FCA Source document ↗

United Kingdom FCA Conduct & Consumer ✓ 15 claims 26 Oct 2026

FCA orders board-level review of whistleblower contact after Simon Andriesz's death

The FCA's general counsel has disclosed the death of a long-standing whistleblower and announced an internal review of how the regulator interacted with him. The blog also sets out whistleblowing report volumes and outcomes for the past year, giving compliance teams a rare look at how the FCA processes and acts on tips.

Whistleblower Simon Andriesz, who had been in contact with the FCA for many years, died just over a week before the blog's publication on 6 October 2026.
The FCA has asked newly appointed independent non-executive board director Lea Paterson to review how it interacted with Mr Andriesz.
The FCA plans to share any lessons from Paterson's review, and how it will act on them, early next year.
Whistleblowing reports to the FCA increased 22% last year, and the regulator closed 1,252 reports, providing feedback on each one.
Of the closed reports, 42% led to direct action to manage or reduce harm and 53% informed wider FCA work and harm prevention.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Governance & Accountability ✓ 13 claims 26 Oct 2026

DOJ settles RLUIPA zoning claim against Atlantic Beach, New York

A village zoning code required religious and educational assemblies, but not secular ones, to obtain discretionary permits. This briefing covers the DOJ settlement that followed and the specific obligations it imposes on the Village of Atlantic Beach, relevant to any institution handling land-use disputes involving religious applicants.

The settlement resolves claims that Atlantic Beach's zoning ordinance violated RLUIPA's equal terms provision by requiring religious and educational assemblies, but not secular ones, to obtain a special exception permit from the Board of Appeals.
The Village agreed to revise its zoning ordinance to permit religious uses as of right in the Residential (A) district, removing the special exception requirement.
The settlement requires the Village to train its officials and employees on RLUIPA's requirements.
The Village must establish a procedure for receiving and resolving RLUIPA complaints.
The settlement follows resolution of a private lawsuit brought by Chabad of the Beaches, an Orthodox Jewish organization, over denial of its application to use a vacant commercial property for a religious facility.

Source document

play

Washington State DFI Source document ↗

United States Washington State DFI Conduct & Consumer ✓ 14 claims 26 Oct 2026

Washington regulator warns consumers on hidden costs of BNPL and card rewards

Washington's Department of Financial Institutions published consumer guidance examining three common payment structures, credit card rewards, promotional 0% financing and buy now, pay later installments, and the costs each can obscure. Compliance teams marketing these products should note the regulator's framing of what adequate disclosure looks like from a consumer-protection standpoint.

DFI states that a 3% credit card surcharge would more than offset 2% cash back earned on the same purchase.
The post notes that unpaid promotional financing balances begin accruing interest at the regular APR once the promotional period ends.
DFI describes BNPL plans that automatically withdraw payments from a debit card or bank account, risking overdraft fees if funds are unavailable.
The guidance advises consumers to ask four questions before accepting any offer: what they get, what fees or interest apply, when payments are due, and what happens if they cannot pay on schedule.
DFI notes that adding an authorized user, opening a joint account or asking someone to cosign can create financial consequences for both parties involved.

Source document

play

Federal Register — SEC Source document ↗

United States Federal Register — SEC Governance & Accountability ✓ 17 claims 26 Oct 2026

SEC notices co-investment exemption for Neostellar and Magnetar fund vehicles

A routine but consequential exemptive application: Neostellar Capital Corp, Magnetar Financial LLC and affiliated vehicles are asking the SEC to permit joint co-investment transactions normally barred under the Investment Company Act's affiliated-transaction rules. The notice sets a hearing-request deadline, giving interested parties a narrow window to object before the order issues.

Applicants seek an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 to permit co-investment among BDCs, closed-end and open-end funds and affiliated entities.
The application was originally filed on August 3, 2026 and amended on October 2, 2026.
Hearing requests must be received by the Commission by 5:30 p.m. Eastern time on November 16, 2026, accompanied by proof of service on applicants.
Absent a Commission-ordered hearing, an order granting the requested relief will be issued.
Applicants include Neostellar Capital Corp, Neostellar Advisors LLC, Magnetar Financial LLC, Magnetar Financial (UK) LLP, MCP Investing LLC and vehicles identified in Schedule A and Schedule B.

Source document

0:15

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 13 claims 26 Oct 2026

Former Eminem studio employee pleads guilty to criminal copyright infringement

A Justice Department release details the guilty plea of a former employee of musician Marshall Mathers who copied and sold unreleased studio recordings. The case illustrates how insider access to proprietary digital assets, not just financial data, falls within federal computer crime and intellectual property enforcement.

Joseph Strange, 48, of Holly, Michigan, pleaded guilty to criminal infringement of copyright in the Eastern District of Michigan.
Court documents say Strange sold and transmitted 10 or more unauthorized music files between July and August 2024 for approximately $50,000.
Streaming provider data showed the infringing files had been accessed more than eight million times as of November 2025.
The government estimates the infringement amount of the stolen files at at least $750,000.
Strange is scheduled to be sentenced on Jan. 27, 2027, and faces a maximum penalty of five years in prison.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Governance & Accountability ✓ 13 claims 26 Oct 2026

Utah man indicted over alleged synagogue bomb plot, CSAM found

This briefing covers a federal indictment out of Utah charging a 22-year-old man with attempting a hate crime and explosives offenses after online threats against a synagogue led investigators to recover pipe bombs, rifles and alleged child sexual abuse material. Compliance and government affairs teams tracking DOJ Civil Rights Division enforcement priorities will want the charge detail and procedural timeline.

A federal grand jury in Salt Lake City indicted Skyler AJ Rose, 22, of Ogden, Utah, on Oct. 21 on multiple federal charges.
Charges include possession of an unregistered destructive device, threat to kill and injure persons and destroy a building with an explosive, and attempting to commit a hate crime.
Law enforcement recovered six improvised explosive pipe bombs, one inert device, explosive precursors, two rifles and ammunition during a search of Rose's residence.
A subsequent search of Rose's cellphone allegedly revealed he searched for a nearby synagogue in November 2025 and that the phone contained cached images depicting child sexual abuse material.
Rose's initial appearance was scheduled for Oct. 23 at the Orrin G. Hatch U.S. Courthouse in Salt Lake City.

Source document

0:15

CISA Advisories Source document ↗

United States CISA Advisories AI, Technology & Data ✓ 22 claims 26 Oct 2026

CISA flags hard-coded credentials in end-of-life Johnson Controls EasyIO FG

CISA republished a Johnson Controls advisory covering two vulnerabilities in the EasyIO FG building-automation controller that could hand an attacker full control of the device. Because the product line is end-of-life, no patch is coming. For anyone running these controllers in operational-technology estates, the only remedy is network isolation now and replacement later.

Two vulnerabilities, CVE-2026-27872 and CVE-2026-27873, affect EasyIO FG firmware version 2.0b52 and earlier, each scored CVSS v3.1 7.7 and CVSS v4 7.2.
Johnson Controls will issue no firmware patch because the EasyIO FG Series is end-of-life and end-of-support and the source code is no longer available.
Users are advised to migrate to a supported current-generation product such as the EasyIO Neo R1 Series.
CISA lists extensive interim mitigations including network isolation, VLAN segmentation, no internet exposure and disabling insecure services such as Telnet.
CISA reports no known public exploitation targeting these vulnerabilities, which have high attack complexity and are not exploitable remotely.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 16 claims 26 Oct 2026

Virginia senator indicted over alleged marijuana enterprise and bribery scheme

The Justice Department has indicted a sitting Virginia state senator and six co-defendants, alleging she led a family-run marijuana distribution and money laundering operation while using her legislative position to shield it from scrutiny. This item sets out what the indictment alleges, who is charged, and the scale and duration of the conduct described.

An eight-count indictment charges seven defendants, including Senator Lillie Louise Lucas, 82, of Portsmouth, Virginia.
FBI Director Kash Patel described the alleged scheme as spanning five years and worth an estimated $4.5 million.
The indictment alleges acquisition and distribution of 100 kilograms or more of marijuana and supervision of laundering proceeds.
Lucas allegedly paid $750,000 in August 2022 for a 100% stake in a shell holding company tied to a co-conspirator's expected recreational marijuana license.
On May 6, FBI agents executed search warrants at The Cannabis Outlet and The CBD Shoppe, recovering marijuana and firearms at both locations.

Source document

play

NCSC UK Source document ↗

United Kingdom NCSC UK Financial Crime ✓ 12 claims 26 Oct 2026

NCSC issues alert after ASOS customer data accessed in cyber incident

The NCSC has published an alert on a cyber incident affecting ASOS, after customers received an unauthorised push notification. The retailer says personal data was accessed but believes payment and password data were not. This briefing covers what ASOS has disclosed, who the NCSC says is affected, and the recommended steps for individuals.

ASOS customers received an unauthorised push notification from the company on Tuesday 6 October.
ASOS has said names and contact details of customers have been accessed in the incident.
ASOS has said it does not believe payment card information or account passwords were affected.
The NCSC advises all ASOS customers to assume they are affected, even if they did not receive the notification.
The NCSC lists six recommended actions: confirm you're affected, watch for scams, update vulnerable passwords, review account activity, recover compromised accounts, and check for wider exposure.

Source document

play

CISA Advisories Source document ↗

United States CISA Advisories AI, Technology & Data ✓ 23 claims 26 Oct 2026

CISA warns of critical buffer overflow in Savannah lwIP SMTP client

CISA has published an advisory for a critical vulnerability in the Savannah lwIP SMTP client used in industrial control systems across the energy and water sectors. The item covers the flaw's severity, affected version, and the patch now available for remediation.

CVE-2026-15340 affects Savannah lwIP SMTP client version 2.2.1 and carries a CVSS v3.1 base score of 9.8, rated critical.
The flaw is a classic buffer overflow (CWE-120) caused by the SMTP client not checking the size of inputs.
The product is deployed worldwide across the energy and water and wastewater systems sectors, per CISA's background notes.
A fix is available as patch_125_smtp_txbuf.diff and as git commit 614420f82c8729d070e01464c0dddb3c9525c772.
Reporter xchglabs disclosed the vulnerability directly to Savannah and published only after the patch was released.

Source document

0:15

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 16 claims 26 Oct 2026

Former US official pleads guilty to $194 million fraud using fake spy program

A federal employee with top-level security clearance has admitted to one of the larger insider fraud cases against the US government in recent memory, using a fictitious classified program to extract funds later converted into gold and luxury assets. This briefing covers the plea, the forfeiture terms and what remains unresolved as sentencing approaches.

Rush fraudulently obtained approximately $193,590,400 in US government funds by creating fictitious government authorities, including a fabricated Special Access Program.
An FBI search of Rush's residence on May 19, 2026 recovered 298 gold bars, approximately $2,106,550 in cash and €104,795.
The gold bars had cost the government approximately $46 million to acquire, and Rush directed approximately $145 million in wire transfers toward luxury purchases.
Under the plea agreement, Rush will forfeit the gold bars, cash, fraudulently obtained properties, 30 watches and two 2026 BMW Alpina vehicles, one valued at approximately $172,000.
Rush is scheduled for sentencing on January 28, 2027 and faces a maximum of 20 years in prison, three years of supervised release, forfeiture, restitution and a fine.

Source document

play

UK Competition and Markets Authority Source document ↗

United Kingdom UK Competition and Markets Authority Governance & Accountability ✓ 20 claims 26 Oct 2026

CMA to review £401.2m Defra subsidy for Canal & River Trust

The CMA's Subsidy Advice Unit has opened a referral into a proposed £401.2 million Defra subsidy to the Canal & River Trust, covering 2027 to 2037. This briefing covers the administrative timetable, the subsidy's structure and policy objectives, and how interested parties can make submissions.

The proposed subsidy totals £401.2 million, paid to the CRT over the period 2027 to 2037.
The initial grant in 2027 to 2028 is £49.99 million, tapering downwards by 5% each subsequent year to £31.51 million in nominal terms by 2036 to 2037.
Third-party submissions on the Assessment of Compliance are due by 19 October 2026.
The SAU's report to Defra is due for publication on 16 November 2026, within a 30 working day reporting period that began on 6 October 2026.
The CRT manages around 2,000 miles of inland waterways across England and Wales and employs around 1,600 people.

Source document

play

Bank of England Publications Source document ↗

United Kingdom Bank of England Publications Prudential & Capital ✓ 25 claims 26 Oct 2026

BoE balance sheet shows £855bn total assets as at 30 June 2025

This is the Bank of England's quarterly consolidated balance sheet, published with a standard five-quarter lag, covering the position as at 30 June 2025. It sets out sterling and foreign currency assets and liabilities in full, giving compliance and treasury teams a reference point for the Bank's balance sheet size and composition at that date.

Total assets and total liabilities both stood at £855,389mn as at 30 June 2025.
Reserves balances were the largest liability item at £681,248mn.
The loan to the Asset Purchase Facility was the largest asset item at £622,521mn.
TFSME loans stood at £83,000mn and notes in circulation at £93,055mn.
The balance sheet is published quarterly and reflects data for five quarters earlier than the publication date.

Source document

play

Federal Register — NCUA Source document ↗

United States Federal Register — NCUA Prudential & Capital ✓ 30 claims 26 Oct 2026

NCUA proposes removing outdated share insurance rule for state charter conversions

NCUA has proposed deleting a regulatory provision it describes as outdated and duplicative, covering how a federal credit union keeps federal share insurance after converting to a state charter. The agency says the actual process is now governed by its Chartering and Field of Membership Manual, not the regulation it wants to remove. Comments close December 21, 2026.

NCUA proposes to remove and reserve 12 CFR 741.7, which requires regional director approval for continued federal share insurance after an FCU converts to a state charter.
The agency says it inadvertently failed to make conforming changes to section 741.7 when it transferred approval authority to the Office of Consumer Financial Protection and Access in 2016 and then to the Office of Credit Union Resources and Expansion in 2017.
Converting credit unions must now submit requests to CURE rather than the regional director, per chapter 4 of NCUA's Chartering and Field of Membership Manual.
Comments on the proposal, docketed as NCUA-2026-1887, must be received by December 21, 2026.
OIRA has determined the proposal is not a significant regulatory action under Executive Order 12866, and NCUA certifies it would not significantly affect small credit unions.

Source document

0:15

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Governance & Accountability ✓ 20 claims 26 Oct 2026

DOJ finds Ohio State medical school discriminated against white and Asian applicants

The Justice Department's Civil Rights Division has issued investigative findings against Ohio State University College of Medicine, alleging race discrimination in admissions to its 2023, 2024 and 2025 classes. The findings cite Title VI and the Supreme Court's SFFA decision, and set out the enforcement path: settlement negotiations first, litigation if those fail. Federally funded institutions should read this as the template.

DOJ found OSU Med discriminated against white and Asian applicants for its 2023, 2024 and 2025 incoming classes in violation of Title VI and SFFA.
Black applicants who were screened and interviewed were about 2.8 times as likely to be admitted as Asian applicants with equal credentials.
A 'side door' pathway admitted some applicants without a screener score or interview; in 2024 and 2025 combined, black applicants were four times as likely to be admitted as white applicants, and no Asian applicants were admitted.
The Department will pursue settlement negotiations where it finds a violation and will file suit if those efforts fail.

Source document

play

Federal Register — NCUA Source document ↗

United States Federal Register — NCUA Prudential & Capital ✓ 16 claims 26 Oct 2026

NCUA proposes scrapping special reserve rule for nonconforming investments

NCUA has proposed removing a decades-old rule requiring state-chartered, federally insured credit unions to hold a special reserve against nonconforming investments. The agency argues GAAP changes have made the reserve functionally obsolete. Comments close December 21, 2026, and the Board is soliciting views on possible alternatives including risk-weighting.

Comments on the proposed rule are due by December 21, 2026, via docket NCUA-2026-1886.
The Board states only seven FISCUs currently report a special reserve for nonconforming investments.
The proposal would remove 741.3(a), redesignating paragraphs (b) through (g) as (a) through (f).
Section 702.104(b)(1)(ii), which includes the appropriation for non-conforming investments in risk-based capital, would be struck and subsequent paragraphs redesignated.
OIRA has determined the proposed rule is not a 'significant regulatory action' under Executive Order 12866.

Source document

play

Federal Register — NCUA Source document ↗

United States Federal Register — NCUA Governance & Accountability ✓ 17 claims 26 Oct 2026

NCUA proposes dropping hard-copy mandate for share insurance notices

A proposed rule would rewrite 12 CFR 745.13, the NCUA regulation requiring federally insured credit unions to notify members about share insurance coverage. The change removes the prescribed hard-copy methods in favor of letting each credit union choose its own notification approach. Comments close December 21, 2026.

The proposed rule would revise 12 CFR 745.13 to require only that each FICU 'provide notice to its members concerning NCUA insurance coverage,' removing the mandate to stock hard copies.
NCUA intends to discontinue the 64-page 'Your Insured Funds' brochure and update its share insurance coverage website as the authoritative resource.
Comments on docket NCUA-2026-1888 must be received by December 21, 2026, via regulations.gov, mail, or hand delivery to the Secretary of the Board.
OIRA determined the proposal is not a 'significant regulatory action' under Executive Order 12866 and expects it to qualify as a deregulatory action under Executive Order 14192.
NCUA certifies the rule will not have a significant economic impact on a substantial number of small credit unions, defined as those under $100 million in assets.

Source document

play

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Conduct & Consumer ✓ 15 claims 26 Oct 2026

Arizona SARMs dealer sentenced, company ordered to forfeit $1.8m and shut down

A DOJ press release details the sentencing of an Arizona man and his company for illegally selling SARMs, unapproved chemical substances that mimic anabolic steroids. The case shows how federal prosecutors use forfeiture and shutdown orders alongside modest individual prison terms in FDA-adjacent enforcement actions.

Jeffrey McIndoo of Phoenix, Arizona was sentenced to four months in prison and a $1,000 fine.
SARMS Pharm LLC pleaded guilty to conspiracy to smuggle SARMs from China into the United States.
Between 2017 and 2022, SARMS Pharm earned gross profits of at least $3.5 million selling SARMs.
Judge Sharad H. Desai ordered SARMS Pharm to cease operations and forfeit $1.8 million in proceeds.
FDA's Office of Criminal Investigations investigated the case, which was prosecuted by the Civil Division's Enforcement & Affirmative Litigation Branch.

Source document

0:15

DOJ Criminal Division Source document ↗

United States DOJ Criminal Division Financial Crime ✓ 25 claims 26 Oct 2026

DOJ denaturalizes two citizens for concealing passport fraud and money laundering

The Justice Department announced two denaturalization judgments entered in October 2026, stripping citizenship from a Nigerian-born woman who used a stolen identity for passport fraud and a Cuban-born woman who concealed a money laundering conspiracy. The releases detail the underlying fraud, prior criminal convictions, and the civil litigation timeline that led to consent judgments revoking naturalization in both cases.

A California federal court revoked Vivian Chike Obichere's citizenship on Oct. 13 after finding she illegally procured it.
Obichere used the identity of a U.S. citizen, 'C.C.O.', to fraudulently obtain a passport in 1992 and renewed it in 2002 and again attempted renewal in 2012.
She was convicted in 2015 of False Statement in Application and Use of Passport in the Northern District of California.
A Florida federal court revoked Milagros Marileisis Acosta Torres's citizenship on Oct. 14 over a concealed money laundering conspiracy.
Acosta Torres was convicted in 2020, sentenced to six months in prison, and ordered to pay nearly $150,000 in restitution.

Source document

play

American Bankers Association — newsroom Source document ↗

United States American Bankers Association — newsroom Conduct & Consumer ✓ 10 claims 26 Oct 2026

JD Power survey finds bank servicers beat mortgage-only sites on satisfaction

A JD Power survey compares digital customer experience scores for bank-affiliated loan servicers against mortgage-focused servicers, highlighting the role of app and website design in customer retention. Relevant for mortgage servicing and digital banking teams benchmarking channel performance.

Bank servicer apps averaged 736 out of 1,000 in satisfaction, compared with 680 for mortgage-focused servicer apps.
Bank servicer websites scored 740 versus 704 for mortgage-focused servicer websites.
92% of bank servicer website users and 91% of app users said they would continue using the channel when account management was easy and the layout organized.
Those continuation rates fell to 59% and 54%, respectively, when neither condition was met.
JD Power's Jon Sundberg said retail banking app and website best practices are translating into the mortgage servicing space.

Source document

0:15

ECB Banking Supervision Source document ↗

European Union ECB Banking Supervision Prudential & Capital ✓ 20 claims 26 Oct 2026

ECB to review 12,000-strong stock of supervisory measures in October refocus

In a Vienna panel contribution, ECB Vice-Chair of the Supervisory Board Frank Elderson sets out how banking supervision is recalibrating its follow-up on findings and measures. The piece explains the tiered approach introduced in 2025, a refocusing exercise starting mid-October, and what changes for banks carrying low-severity findings. It matters because it signals where supervisory pressure will concentrate and where it will ease.

The stock of outstanding supervisory measures across significant banks rose to around 12,000 by the end of 2025, roughly 100 per bank on average.
In 2025 the ECB closed 1,200 more measures than it created, and the stock fell by a further 600 in 2026.
From mid-October a refocusing exercise will review the accumulated stock against each weakness's risk profile, severity, prudential relevance and remediation status.
The least severe F1 findings will in future be communicated as supervisory observations rather than generating measures, and low-severity F2 findings may be closed where further assessment is not warranted.
Mandatory verification of remediation by internal audit or internal validation will be removed for low-severity F1 or F2 findings related to internal models.

Source document

play

European Central Bank Source document ↗

European Union European Central Bank Sustainability ✓ 20 claims 26 Oct 2026

ECB's Elderson calls climate and nature degradation a systemic macroeconomic risk

Frank Elderson, ECB executive board member and vice-chair of the Supervisory Board, used a keynote at the Green Swan 2026 Conference in Manila to argue that climate and nature risks sit squarely within the ECB's price stability and supervisory mandate. The speech frames the transition as a competitiveness strategy and identifies regulatory uncertainty and access to finance as the two barriers holding investment back.

Elderson argued that climate and nature risks affect productivity, growth, inflation and financial stability, placing them within the ECB's price stability and banking supervision mandate.
ECB research cited in the speech suggests severe water scarcity could put up to 24% of euro area output at risk, while nearly 12% of output and more than 60% of loans face flood risk from insufficient protection.
He named two barriers to transition investment: broad political, economic and regulatory uncertainty, and access to finance, estimating additional green investment needs in the hundreds of billions of euros per year.
The July 2026 euro area bank lending survey showed banks easing credit standards for transitioning firms but tightening for high-emission firms without credible transition plans.
Elderson warned against backtracking on legislative commitments on which firms have based long-term investment decisions.

Source document

0:15

Bank of England Source document ↗

United Kingdom Bank of England Markets & Infrastructure ✓ 14 claims 26 Oct 2026

BoE money markets committee launches 2027 review of UK code

Minutes from the Bank of England's Money Markets Code Sub-Committee cover attestation numbers, governance housekeeping and the timetable for the next review of the UK Money Market Code. Relevant for firms active in unsecured deposits, funding, securities lending and repo markets that track voluntary code adherence and settlement infrastructure developments.

Nine firms attested to the UK Money Market Code in 2026, including two banks since the June 2026 meeting.
234 firms have signed the Statement of Commitment since the Code launched in April 2017, with no withdrawals to date.
The Committee asked the secretariat to analyse the potential population of in-scope firms to improve targeted promotion of the Code.
A full Code review will begin in October 2026, with an updated version due for publication in 2027, following the last update in June 2024.
The Committee is monitoring Euroclear UK & Ireland's contingency arrangements for a CREST outage, known as 'mini-CREST', and its implications for gilt and repo settlement.

Source document

play

Federal Reserve Speeches Source document ↗

United States Federal Reserve Speeches Prudential & Capital ✓ 20 claims 26 Oct 2026

Fed restructures bank supervision into five regions, cites committee gridlock

Bowman's speech at the Community Banking Research Conference lays out structural changes to Federal Reserve bank supervision, including a shift to five supervisory regions and continued work on Regulation O, asset thresholds and the CAMELS rating system. It matters for banks tracking how supervisory accountability and tailoring rules are being redrawn.

The Federal Reserve will realign bank supervision into five regions, each led by a regional leader accountable for supervisory activity, following state rather than Reserve Bank District boundaries.
In July 2026 the Board proposed revisions to Regulation O, which governs credit extensions to bank insiders and has not been comprehensively updated since 1979.
Later this year the Board will consider updates to fixed-dollar asset thresholds with a mechanism to adjust them every five years, and separately consider changes to the $10 billion community bank definition and large bank tailoring framework.
The FFIEC is working to finalize revisions to the CAMELS rating system so the Management rating no longer singularly drives the composite rating.
The restructuring follows the Starling Advisory Group's preliminary report, released last month, on the failure of Silicon Valley Bank, which identified a mismatch between supervisory authority and accountability.

Source document

0:15

Washington State DFI Source document ↗

United States Washington State DFI Conduct & Consumer ✓ 11 claims 26 Oct 2026

Washington securities regulator orders refund over unregistered adviser business

Washington's Division of Securities settled a case against Prasad Anguluri and Innovative Investing Group Inc. over an unregistered investment adviser operation that ran for roughly three years. The consent order is notable less for its size than for a finding that the respondents lied to investigators about charging fees while continuing to collect them. This covers who is bound, what they agreed to pay, and why the false statement matters.

The consent order (S-23-3527-26-CO01) was entered on October 20, 2026 against Prasad Anguluri and Innovative Investing Group Inc.
The respondents operated an unregistered investment adviser business from approximately June 2022 through at least May 2025, receiving a net total of approximately $44,000 from 33 clients.
The order finds the respondents misled the Division by falsely claiming they were not charging for services, when they had been charging for at least the prior nine months and continued afterward.
The respondents agreed to refund $43,708.60 to customers and to pay fines of $2,500 and investigative costs of $1,500.
The matter follows an earlier Statement of Charges, S-23-3527-25-SC01.

Source document

play

Companies House Source document ↗

United Kingdom Companies House Digital Assets ✓ 11 claims 26 Oct 2026

Companies House publishes accessibility statements for its identity verification services

Companies House has published accessibility statements for the service subdomains it runs, including two identity-related services and its webchat. The page sets out what each statement must cover. It is a compliance and transparency artefact rather than a rule change, but it signals which Companies House digital services are now live and user-facing.

Companies House has published accessibility statements for three named services, including two identity verification services and the Companies House Webchat.
Each statement records how accessible the service is, how to report problems, when it was prepared, and when the service was last tested.
The page was first published on 9 December 2025, with a Welsh translation added on 8 January 2026.
An English and Welsh accessibility statement for the Webchat service was added on 6 October 2026.

Source document

Regulatory news and audio briefings from financial regulators worldwide — financial crime, AML, sanctions, fraud, digital assets and compliance

Regulatory heat map

Latest briefings